Financial ADVSR advisor directory · SEC adviser records
Mariner Independent financial advisors in California
Every SEC-registered investment adviser representative at a Mariner Independent office in California, by city and A to Z.
The short answer
20 registered advisors work at Mariner Independent in California, out of 112 nationwide; it's the firm's number 1 state by advisors, and the most are in Aliso Viejo (5). 5 list the CFP designation and 0 are also registered broker representatives.
Mariner Independent advisors by city in California
Every firm in California →Aliso Viejo 5Los Angeles 2Calabasas 1Campbell 1Huntington Beach 1Irvine 1Redding 1Redondo Beach 1Riverside 1Roseville 1San Diego 1Santa Monica 1Torrance 1Woodland Hills 1
Mariner Independent advisors in California, A to Z
Search by name →- Kyle R. BriggsSanta Monica
- John BuckinghamAliso Viejo
- Jason R. ClarkAliso Viejo · Chartered Financial Analyst
- Casey A. ClureRedding · Certified Financial Planner
- Andrew B. DouilleRedondo Beach
- Phillip A. EdwardsAliso Viejo
- Alan M. GelbLos Angeles · Certified Financial Planner
- Robert GriffithMt. Shasta · Personal Financial Specialist
- Roy GuiaTorrance
- John HanCampbell · Chartered Financial Consultant
- Richard G. HansenCalabasas · Certified Financial Planner, Chartered Financial Analyst
- Larry P. IsaacsLos Angeles
- Daniel A. LindenbergHuntington Beach · Certified Financial Planner
- David A. NoosinowSan Diego
- Raymond C. ProsperoRiverside · Chartered Financial Consultant
- Christopher QuigleyAliso Viejo · Chartered Financial Analyst
- Matthew M. ReganRoseville
- Alison M. RothWoodland Hills · Certified Financial Planner, Chartered Financial Analyst
- Alyssa L. TacconelliCosta Mesa
- Joseph F. ThomasonIrvine · Chartered Financial Analyst
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Mariner Independent in other states
Florida 8Pennsylvania 8Illinois 7Louisiana 7New Jersey 7Maryland 6North Carolina 6Michigan 5Texas 5Iowa 4Virginia 4Massachusetts 3New York 3Oklahoma 3Rhode Island 3Washington 3
Questions
How many Mariner Independent financial advisors are in California?
20 investment adviser representatives are registered at Mariner Independent offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 112 at the firm nationwide. 5 list the CFP designation and 0 are also registered as broker representatives.
Where in California does Mariner Independent have the most advisors?
Aliso Viejo, with 5, then Los Angeles (2). Mariner Independent has advisors in 14 cities in California.
How do I check a Mariner Independent advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner Independent office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.