Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in New York, by city and A to Z.

The short answer

203 registered advisors work at Charles Schwab & Co., Inc. in New York, out of 5,937 nationwide; it's the firm's number 7 state by advisors, and the most are in New York City (92). 30 list the CFP designation and 203 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors by city in New York

Every firm in New York →

New York City 92Garden City 15Pittsford 14Huntington Station 13Mt Kisco 12Albany 7Lake Grove 7Manhasset 6Scarsdale 6Brooklyn 5Forest Hills 5Saratoga Springs 3Southampton 3Amherst 2Mount Sinai 2New York 2Poughkeepsie 2Dewitt 1Ithaca 1Lynbrook 1Massapequa Park 1Merrick 1Mount Kisco 1Poughquag 1

Charles Schwab & Co., Inc. advisors in New York, A to Z

Search by name →

Charles Schwab & Co., Inc. advisors in every state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. in other states

Texas 1,243California 779Colorado 551Arizona 509Florida 474Nebraska 211Illinois 199Indiana 193New Jersey 155Ohio 149Missouri 126Washington 104Virginia 88North Carolina 79Georgia 75Massachusetts 74Maryland 69Pennsylvania 69Michigan 58Connecticut 54Nevada 51Minnesota 49Tennessee 46Oregon 40Utah 31Wisconsin 30Kentucky 23Oklahoma 20South Carolina 20Kansas 19New Hampshire 16Alabama 15District of Columbia 14Hawaii 14Montana 10New Mexico 9Delaware 8Iowa 8Louisiana 8Arkansas 7Idaho 7Rhode Island 7Alaska 4Mississippi 3South Dakota 3Vermont 3Wyoming 3

Questions

How many Charles Schwab & Co., Inc. financial advisors are in New York?

203 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 at the firm nationwide. 30 list the CFP designation and 203 are also registered as broker representatives.

Where in New York does Charles Schwab & Co., Inc. have the most advisors?

New York City, with 92, then Garden City (15). Charles Schwab & Co., Inc. has advisors in 24 cities in New York.

How do I check a Charles Schwab & Co., Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.