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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Kentucky

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Kentucky, by city and A to Z.

The short answer

23 registered advisors work at Charles Schwab & Co., Inc. in Kentucky, out of 5,933 nationwide; it's the firm's number 28 state by advisors, and the most are in Louisville (9). 3 list the CFP designation and 23 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors by city in Kentucky

Every firm in Kentucky →

Louisville 9Lexington 8Fort Mitchell 4Butler 1Independence 1

Charles Schwab & Co., Inc. advisors in Kentucky, A to Z

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Charles Schwab & Co., Inc. advisors in every state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. in other states

Texas 1,242California 777Colorado 558Arizona 513Florida 478Nebraska 203Illinois 201New York 196Indiana 193New Jersey 156Ohio 146Missouri 123Washington 105Virginia 85North Carolina 79Georgia 76Massachusetts 74Pennsylvania 69Maryland 67Michigan 59Connecticut 56Minnesota 51Nevada 51Tennessee 47Oregon 42Wisconsin 30Utah 28Kansas 21Oklahoma 20South Carolina 19New Hampshire 17Alabama 15District of Columbia 14Hawaii 14Montana 11New Mexico 9Delaware 8Louisiana 8Rhode Island 8Iowa 7Idaho 7Alaska 4Arkansas 4Mississippi 3South Dakota 3Vermont 3Wyoming 3

Questions

How many Charles Schwab & Co., Inc. financial advisors are in Kentucky?

23 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 5,933 at the firm nationwide. 3 list the CFP designation and 23 are also registered as broker representatives.

Where in Kentucky does Charles Schwab & Co., Inc. have the most advisors?

Louisville, with 9, then Lexington (8). Charles Schwab & Co., Inc. has advisors in 5 cities in Kentucky.

How do I check a Charles Schwab & Co., Inc. advisor in Kentucky?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.