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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Alabama

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Alabama, by city and A to Z.

The short answer

15 registered advisors work at Charles Schwab & Co., Inc. in Alabama, out of 5,937 nationwide; it's the firm's number 33 state by advisors, and the most are in Mountain Brook (8). 3 list the CFP designation and 15 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors by city in Alabama

Every firm in Alabama →

Mountain Brook 8Huntsville 3Spanish Fort 3Montgomery 1

Charles Schwab & Co., Inc. advisors in Alabama, A to Z

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Charles Schwab & Co., Inc. advisors in every state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. in other states

Texas 1,243California 779Colorado 551Arizona 509Florida 474Nebraska 211New York 203Illinois 199Indiana 193New Jersey 155Ohio 149Missouri 126Washington 104Virginia 88North Carolina 79Georgia 75Massachusetts 74Maryland 69Pennsylvania 69Michigan 58Connecticut 54Nevada 51Minnesota 49Tennessee 46Oregon 40Utah 31Wisconsin 30Kentucky 23Oklahoma 20South Carolina 20Kansas 19New Hampshire 16District of Columbia 14Hawaii 14Montana 10New Mexico 9Delaware 8Iowa 8Louisiana 8Arkansas 7Idaho 7Rhode Island 7Alaska 4Mississippi 3South Dakota 3Vermont 3Wyoming 3

Questions

How many Charles Schwab & Co., Inc. financial advisors are in Alabama?

15 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 at the firm nationwide. 3 list the CFP designation and 15 are also registered as broker representatives.

Where in Alabama does Charles Schwab & Co., Inc. have the most advisors?

Mountain Brook, with 8, then Huntsville (3). Charles Schwab & Co., Inc. has advisors in 4 cities in Alabama.

How do I check a Charles Schwab & Co., Inc. advisor in Alabama?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.