Financial ADVSR advisor directory · SEC adviser records
Aegis Capital Corp. financial advisors in Texas
Every SEC-registered investment adviser representative at a Aegis Capital Corp. office in Texas, by city and A to Z.
The short answer
3 registered advisors work at Aegis Capital Corp. in Texas, out of 94 nationwide; it's the firm's number 7 state by advisors, and the most are in Austin (2). 1 list the CFP designation and 2 are also registered broker representatives.
Aegis Capital Corp. advisors by city in Texas
Every firm in Texas →Aegis Capital Corp. advisors in Texas, A to Z
Search by name →- Marc A. LibermanDallas
- William R. MoeningAustin · Certified Financial Planner
- Lawrence J. Najvar Jr.Austin
Aegis Capital Corp. advisors in every state →Aegis Capital Corp.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Aegis Capital Corp. in other states
New York 51Florida 9California 6New Jersey 5Connecticut 4Oregon 4
Questions
How many Aegis Capital Corp. financial advisors are in Texas?
3 investment adviser representatives are registered at Aegis Capital Corp. offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 94 at the firm nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.
Where in Texas does Aegis Capital Corp. have the most advisors?
Austin, with 2, then Dallas (1). Aegis Capital Corp. has advisors in 2 cities in Texas.
How do I check a Aegis Capital Corp. advisor in Texas?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aegis Capital Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.