Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Westport, CT
Every SEC-registered investment adviser representative at a Cwm, LLC office in Westport, A to Z.
The short answer
3 registered advisors work at Cwm, LLC in Westport, out of 597 at the firm nationwide; it ranks number 26 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Cwm, LLC advisors in Westport, A to Z
Every Cwm, LLC advisor →- Mark JacksonInvestment adviser rep
- Paul J. KiernanInvestment adviser rep
- Sean WallaceInvestment adviser rep
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 270Scottsdale, AZ 11Southlake, TX 9Green Bay, WI 8Palatine, IL 8Cedar Rapids, IA 6Hastings, NE 6Yuma, AZ 6Amarillo, TX 5Baton Rouge, LA 5Englewood, CO 5Fort Atkinson, WI 5Lake Oswego, OR 5Austin, TX 4Bethesda, MD 4
Other firms in Westport
All Westport advisors →Morgan Stanley 68UBS Financial Services Inc. 42Wells Fargo Clearing Services, LLC 37RBC Capital Markets, LLC 17Coastal Bridge Advisors 16Focus Partners Wealth, LLC 15LPL Financial LLC 11Ihs Herold Inc. 9Ameriprise Financial Services, LLC 8Merrill Lynch, Pierce, Fenner & Smith Incorporated 8Raymond James & Associates, Inc. 8Third View Private Wealth 7
Questions
How many financial advisors does Cwm, LLC have in Westport?
3 investment adviser representatives are registered at Cwm, LLC offices in Westport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 597 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Westport?
Cwm, LLC ranks number 26 in Westport by registered advisors; Morgan Stanley has the most, with 68.
How do I check a Cwm, LLC advisor in Westport?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.