Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Boulder, CO
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Boulder, A to Z.
The short answer
9 registered advisors work at RBC Capital Markets, LLC in Boulder, out of 3,466 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Boulder, A to Z
Every RBC Capital Markets, LLC advisor →- Sydney A. ClaytonAlso a broker rep
- Amy L. CrenshawAlso a broker rep
- Robert W. DietzAlso a broker rep
- Brenda S. DixonAlso a broker rep
- Lynne M. GrimsonAlso a broker rep
- Michael W. NorvellAlso a broker rep
- James A. Scatena IIIAlso a broker rep
- Diane J. SoucherayAlso a broker rep
- John D. TerrionAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Boulder
All Boulder advisors →Wells Fargo Clearing Services, LLC 47Merrill Lynch, Pierce, Fenner & Smith Incorporated 40LPL Financial LLC 29Morgan Stanley 18UBS Financial Services Inc. 17Bsw Wealth Partners 15Wells Fargo Advisors Financial Network, LLC 15Raymond James & Associates, Inc. 14Pathstone 12J.P. Morgan Securities LLC 11Charles Schwab & Co., Inc. 10Ameriprise Financial Services, LLC 9
Questions
How many financial advisors does RBC Capital Markets, LLC have in Boulder?
9 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Boulder, Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Boulder?
RBC Capital Markets, LLC ranks number 15 in Boulder by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 47.
How do I check a RBC Capital Markets, LLC advisor in Boulder?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.