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Financial ADVSR advisor directory · SEC adviser records

Sonoma Allocations financial advisors in Santa Rosa, CA

Every SEC-registered investment adviser representative at a Sonoma Allocations office in Santa Rosa, A to Z.

The short answer

3 registered advisors work at Sonoma Allocations in Santa Rosa, out of 3 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Sonoma Allocations advisors in Santa Rosa, A to Z

Every Sonoma Allocations advisor →

Sonoma Allocations advisors in every city and state →Sonoma Allocations: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Santa Rosa

All Santa Rosa advisors →

Morgan Stanley 50LPL Financial LLC 36Wells Fargo Clearing Services, LLC 36Edward Jones 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 13Eagle Strategies LLC 9Stifel, Nicolaus & Company, Incorporated 7Focus Partners Wealth, LLC 4Osaic Wealth, Inc. 4Raymond James & Associates, Inc. 4Commonwealth Financial Network 3

Questions

How many financial advisors does Sonoma Allocations have in Santa Rosa?

3 investment adviser representatives are registered at Sonoma Allocations offices in Santa Rosa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Sonoma Allocations one of the largest advisor employers in Santa Rosa?

Sonoma Allocations ranks number 14 in Santa Rosa by registered advisors; Morgan Stanley has the most, with 50.

How do I check a Sonoma Allocations advisor in Santa Rosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sonoma Allocations office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.