Financial ADVSR advisor directory · SEC adviser records
United Capital Financial Advisors financial advisors in Newport Beach, CA
Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in Newport Beach, A to Z.
The short answer
3 registered advisors work at United Capital Financial Advisors in Newport Beach, out of 149 at the firm nationwide; it ranks number 89 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
United Capital Financial Advisors advisors in Newport Beach, A to Z
Every United Capital Financial Advisors advisor →- Stephanie ArnoldAlso a broker rep
- Nichole M. HortonChartered Financial Consultant · Also a broker rep
- James F. Rivers Jr.Also a broker rep
United Capital Financial Advisors advisors in every city and state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →
United Capital Financial Advisors advisors in other cities
Irving, TX 9Seattle, WA 7Memphis, TN 6Fort Collins, CO 5Indianapolis, IN 5The Woodlands, TX 5Atlanta, GA 4Brentwood, TN 4Carnegie, PA 4Charlotte, NC 4Fort Lauderdale, FL 4Larkspur, CA 4Los Angeles, CA 4Albuquerque, NM 3Bettendorf, IA 3
Other firms in Newport Beach
All Newport Beach advisors →Beacon Pointe Advisors, LLC 225Merrill Lynch, Pierce, Fenner & Smith Incorporated 215Goldman Sachs Wealth Services, L.P. 159Morgan Stanley 94UBS Financial Services Inc. 85LPL Financial LLC 70J.P. Morgan Securities LLC 65Wells Fargo Clearing Services, LLC 64Creative Planning Institutional Advisors, LLC 61Charles Schwab & Co., Inc. 45Stifel, Nicolaus & Company, Incorporated 42Cetera Investment Advisers LLC 41
Questions
How many financial advisors does United Capital Financial Advisors have in Newport Beach?
3 investment adviser representatives are registered at United Capital Financial Advisors offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 149 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is United Capital Financial Advisors one of the largest advisor employers in Newport Beach?
United Capital Financial Advisors ranks number 89 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 225.
How do I check a United Capital Financial Advisors advisor in Newport Beach?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.