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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15041
    Precedent Financial StrategiesIndianapolis, IN · 74 clientsWealth manager
    SEI 100%
    $111M
  2. 15042
    DW Investment Solutions, Inc.159 clientsWealth manager
    Altruist 81%
    $111M
  3. 15043
    GOIMiami, FL · 59 clientsWealth manager
    Schwab 100%
    $111M
  4. 15044
    Financial Mountain IncBoulder, CO · 127 clientsWealth manager
    Fidelity 100%
    $111M
  5. 15045
    Milne Financial Planning, Inc.Saint Johnsbury, VT · 119 clientsWealth manager
    Schwab 100%
    $111M
  6. 15046
    The Quick Group LLCNew York, NY · 37 clientsWealth managerHybrid
    No custodian reported
    $111M
  7. 15047
    Belleair Wealth Management, LLCBelleair Bluffs, FL · 150 clientsWealth manager
    Schwab 100%
    $111M
  8. 15048
    Fully FinancialAthens, GA · 127 clientsWealth manager
    Schwab 100%
    $111M
  9. 15049
    Spirit West Advisors, LLCScottsdale, AZ · 566 clientsWealth manager
    Schwab 100%
    $111M
  10. 15050
    Integrity Wealth Management, LLC100 clientsWealth manager
    Fidelity 100%
    $111M
  11. 15051
    Bondurant Investment Advisory, LLCEvanston, IL · 54 clientsWealth manager
    Schwab 100%
    $111M
  12. 15052
    Harbor Light Planning72 clientsWealth manager
    Schwab 100%
    $111M
  13. 15053
    Evans Wealth ManagementDuluth, GA · 97 clientsWealth manager
    Schwab 100%
    $111M
  14. 15054
    Forward WealthLone Tree, CO · 15 clientsWealth manager
    Schwab 100%
    $111M
  15. 15055
    Swad Wealth Management LLCSanta Rosa, CA · 48 clientsWealth manager
    Schwab 100%
    $111M
  16. 15056
    Kroeger Financial PartnersGrass Valley, CA · 101 clientsWealth manager
    Schwab 100%
    $111M
  17. 15057
    Levenson Wealth LLC27 clientsWealth manager
    Schwab 100%
    $111M
  18. 15058
    Summit Planning Group, Inc.E. Syracuse, NY · 212 clientsWealth managerHybrid
    Schwab 100%
    $111M
  19. 15059
    Dumont Global LPNew York, NY · 1 clientsWealth manager
    No custodian reported
    $111M
  20. 15060
    Koehler Asset ManagementBabylon, NY · 191 clientsWealth manager
    Schwab 100%
    $111M
  21. 15061
    Seacrest Investment Management, LLCPurchase, NY · 15 clientsAsset managerHybrid
    Schwab 65%Comerica Securities 35%
    $111M
  22. 15062
    Equinox Financial Advisors, Inc.Manchester Center, VT · 312 clientsWealth manager
    Schwab 100%
    $111M
  23. 15063
    Kaltbaum Capital Management227 clientsWealth manager
    Schwab 100%
    $111M
  24. 15064
    Fox Financial Services, Inc.White Plains, NY · 84 clientsWealth manager
    Fidelity 100%
    $111M
  25. 15065
    Apricity Financial, LLC78 clientsWealth manager
    Schwab 100%
    $111M
  26. 15066
    Pacific Excel Wealth Advisors, Inc.Walnut Creek, CA · 115 clientsWealth manager
    Fidelity 58%Assetmark Brokerage 32%
    $111M
  27. 15067
    Ascent AdvisorsMankato, MN · 171 clientsWealth manager
    Schwab 100%
    $111M
  28. 15068
    Better Financial Services, LLCFederal Way, WA · 82 clientsWealth manager
    Schwab 100%
    $111M
  29. 15069
    Advanced Wealth ManagementSarasota, FL · 168 clientsWealth manager
    Schwab 100%
    $111M
  30. 15070
    Scotia Partners, LLCAsset manager
    BNY 100%
    $111M
  31. 15071
    Tengram Capital PartnersWestport, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $111M
  32. 15072
    C.L. Sheldon & Company, LLC138 clientsWealth manager
    Altruist 100%
    $111M
  33. 15073
    Prospero Wealth, LLC87 clientsWealth manager
    Fidelity 86%
    $111M
  34. 15074
    Compass Investment Advisers, LLCPortland, OR · 72 clientsWealth manager
    Schwab 100%
    $111M
  35. 15075
    Wealth Foundations Partners, LLCSalt Lake City, UT · 390 clientsWealth manager
    Schwab 100%
    $111M
  36. 15076
    Farrcrest Capital LLC11 clientsWealth manager
    Schwab 100%
    $111M
  37. 15077
    Success Wealth Management LLCWexford, PA · 821 clientsWealth manager
    Schwab 84%
    $110M
  38. 15078
    REH Wealth Advisors LLCRaleigh, NC · 69 clientsWealth manager
    Schwab 100%
    $110M
  39. 15079
    White Oak Wealth PartnersRaleigh, NC · 78 clientsWealth manager
    Schwab 100%
    $110M
  40. 15080
    ASK Capital Investment ManagersAmarillo, TX · 100 clientsWealth managerWrap sponsor
    Schwab 100%
    $110M

RIAs by state