Wealth manager, wrap-program sponsor · Amarillo, TX
ASK Capital Investment Managers
ASK Capital Investment Managers, LLC · SEC-registered investment adviser · CRD 287711 · SEC 801-137369
At a glance
ASK Capital Investment Managers is an SEC-registered investment adviser based in Amarillo, Texas, with $110 million in regulatory assets under management as of its Form ADV filed August 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 100 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 8,004th of 8,915 wealth managers and 15,080th of 17,210 SEC-registered advisers by assets.
Main office 806-322-7526As filed on Form ADV
- Regulatory AUM
- $110M
- Rank among wealth managers
- #8,004 of 8,915
- Rank among all SEC RIAs
- #15,080 of 17,210
- Rank in Texas
- #996 of 1,081
- Individual clients
- 100
- High-net-worth clients
- 23
- Accounts
- 151
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Walter W. McNeerCCO and Manager
- Kate M. PachecoVice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 23 | $88M | 80% |
| Individuals | 77 | $22M | 20% |
Disciplinary disclosures
ASK Capital Investment Managers reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on ASK Capital Investment Managers
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 4,548 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does ASK Capital Investment Managers manage?
ASK Capital Investment Managers reports $110 million in regulatory assets under management across 151 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 27, 2026.
What kind of firm is ASK Capital Investment Managers?
ASK Capital Investment Managers is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are ASK Capital Investment Managers’s clients?
By assets, its largest client types are high-net-worth individuals ($88 million, 23 clients); individuals ($22 million, 77 clients).
Does ASK Capital Investment Managers have any disciplinary history?
ASK Capital Investment Managers reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is ASK Capital Investment Managers’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →