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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7235
    Two Roads Partners Management, LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $579M
  2. 7240
    Oxler Private WealthRye Brook, NY · 151 clientsWealth manager
    Pershing 100%
    $578M
  3. 7243
    Valueworks, LLCNew York City, NY · 85 clientsPrivate fund adviser
    Pershing 41%Schwab 31%RBC 28%
    $577M
  4. 7245
    Cello Capital Management, LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $577M
  5. 7246
    Tabor Asset Management, LPNew York, NY · 8 clientsAsset manager
    Merrill / Bank of America 51%Jefferies 29%
    $577M
  6. 7248
    Birnam Oak Advisors, LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $577M
  7. 7266
    Untitled Investments LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $574M
  8. 7279
    Independent Investors IncNesconset, NY · 100 clientsWealth manager
    Pershing 57%BNY 43%
    $572M
  9. 7288
    Loom Capital Management LLCNew York, NY · 27 clientsAsset manager
    Bank J. Safra Sarasin (bahamas) LTD. 67%
    $571M
  10. 7289
    Gumshoe Capital Management LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $571M
  11. 7294
    Lionstone Capital Management LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $570M
  12. 7310
    S.E.E.D. Planning Group, LLCBinghamton, NY · 763 clientsWealth manager
    Fidelity 80%
    $568M
  13. 7313
    Turnbridge RE Fund Management Company I LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $568M
  14. 7315
    Prentice Wealth Management LLCRochester, NY · 1,029 clientsWealth managerHybrid
    Schwab 100%
    $568M
  15. 7327
    Equinum, LLCBrooklyn, NY · 214 clientsWealth manager
    Schwab 100%
    $566M
  16. 7337
    Shikiar Asset Management IncNew York, NY · 148 clientsWealth manager
    Pershing 100%
    $564M
  17. 7339
    ECC Fund Manager II, LLCNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $564M
  18. 7348
    Brooklyn FI, LLCBrooklyn, NY · 373 clientsWealth manager
    Schwab 100%
    $563M
  19. 7352
    Harraden Circle Investments, LLCNew York, NY · 11 clientsPrivate fund adviser
    Clear Street 100%
    $563M
  20. 7355
    MB Global Advisers, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $562M
  21. 7367
    Canaras Capital Management, LLCNew York, NY · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $561M
  22. 7388
    Ogorek Wealth Management, LLCWilliamsville, NY · 192 clientsWealth manager
    Schwab 100%
    $559M
  23. 7392
    Thomaslloyd Climate Solutions LLCPleasantville, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $558M
  24. 7405
    SQ Capital LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $556M
  25. 7408
    Spruce Street Capital LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $556M
  26. 7409
    Indago Capital LLCNew York, NY · 5 clientsAsset manager
    U.S. Bank 100%
    $556M
  27. 7416
    Premier Wealth Advisors, LLCNew York, NY · 643 clientsWealth manager
    Schwab 87%
    $555M
  28. 7425
    Heller Wealth ManagementMelville, NY · 243 clientsWealth manager
    Schwab 100%
    $554M
  29. 7430
    SMA Capital LLCNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $553M
  30. 7437
    MW Advisor, LLCNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $553M
  31. 7448
    New Holland Trading LLCNew York, NYAsset manager
    No custodian reported
    $550M
  32. 7449
    Terramont Infrastructure Management LLCNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $550M
  33. 7456
    Exome Asset Management LLCNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $549M
  34. 7474
    Wellington Shields & Co., LLCNew York, NY · 586 clientsBroker-dealer firmHybrid
    Pershing 100%
    $546M
  35. 7479
    Amherst Capital Management LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $545M
  36. 7488
    Farol Investment Advisers LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $544M
  37. 7491
    Palumbo Wealth Management LLCGreat Neck, NY · 289 clientsWealth managerHybrid
    Pershing 100%
    $543M
  38. 7504
    Andalusian Credit Partners, LLCNew York, NY · 2 clientsAsset managerHybrid
    J.P. Morgan 100%
    $541M
  39. 7515
    Herold Advisors, Inc.New York, NY · 563 clientsBroker-dealer firmHybridHerold & Lantern Investments, Inc., clears through Pershing
    Pershing 100%
    $540M
  40. 7517
    Spirit of America Management CorpSyosset, NY · 21 clientsAsset managerHybridDavid Lerner Associates, Inc., clears through RBC Capital Markets
    RBC 100%
    $540M

RIAs by state