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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 14161
    1n Capital, LLC25 clientsWealth manager
    Schwab 100%
    $136M
  2. 14162
    Veritas Wealth Management, LLCSalt Lake City, UT · 56 clientsWealth manager
    Schwab 77%Fidelity 23%
    $136M
  3. 14163
    Loretta Nolan Associates, LLCOld Greenwich, CT · 56 clientsWealth manager
    Schwab 100%
    $136M
  4. 14164
    Financial Management Associates, LLCWindham, NH · 343 clientsWealth manager
    Schwab 100%
    $136M
  5. 14165
    Luma CapitalNaples, FL · 72 clientsWealth manager
    Schwab 96%
    $136M
  6. 14166
    East Rock Financial Services, LLC39 clientsWealth manager
    Schwab 100%
    $136M
  7. 14167
    Fairlight AdvisorsSan Francisco, CA · 42 clientsAsset manager
    Schwab 100%
    $136M
  8. 14168
    Bright Portfolios, LLCLee's Summit, MO · 1 clientsAsset manager
    No custodian reported
    $136M
  9. 14169
    FR Financial Advisors LLCCoral Springs, FL · 137 clientsWealth manager
    Schwab 100%
    $136M
  10. 14170
    HOT Creek Capital, L.L.C.Kirkland, WA · 1 clientsPrivate fund adviser
    No custodian reported
    $136M
  11. 14171
    Hepworth Equity Partners, LLC421 clientsWealth managerWrap sponsor
    No custodian reported
    $136M
  12. 14172
    Morningside Asset ManagementWilmington, DE · 7 clientsAsset manager
    Amalgamated Bank 100%
    $136M
  13. 14173
    Cassilly FinancialSeverna Park, MD · 188 clientsWealth manager
    Schwab 100%
    $136M
  14. 14174
    Canaccord Genuity Wealth ManagementVancouver, BC, Canada · 80 clientsBroker-dealer firmHybridCanaccord Genuity Corp., Canaccord Genuity LLC, clears through Pershing, BofA Securities
    Pershing 100%
    $135M
  15. 14175
    Revo Financial, LLCBartlesville, OK · 166 clientsWealth manager
    Fidelity 67%SEI 32%
    $135M
  16. 14176
    Dover Investment Advisory Corporation45 clientsWealth manager
    Fidelity 100%
    $135M
  17. 14177
    Global Financial Planning Group, LLCTroy, MI · 235 clientsWealth managerWrap sponsorHybrid
    Schwab 77%LPL Financial 23%
    $135M
  18. 14178
    Allegro Mineral Partners LLCHouston, TX · 7 clientsPrivate fund adviser
    No custodian reported
    $135M
  19. 14179
    Keller Financial GroupCamp Hill, PA · 89 clientsWealth manager
    Assetmark Trust 100%
    $135M
  20. 14180
    Pathway Financial Solutions, Inc.Salina, KS · 309 clientsWealth managerHybrid
    Schwab 100%
    $135M
  21. 14181
    Light Capital LLCSanta Monica, CA · 13 clientsWealth manager
    Schwab 100%
    $135M
  22. 14182
    Fogarty Wealth Management, Inc.Missouri City, TX · 150 clientsWealth manager
    Schwab 100%
    $135M
  23. 14183
    Chicago Capital Management Advisors, LLCLisle, IL · 620 clientsWealth managerHybridAmerican Trust Investment Services, Inc.
    Fidelity 39%Schwab 33%
    $135M
  24. 14184
    Heights Point Management, LPNew York, NY · 3 clientsPrivate fund adviser
    Northern Trust 100%
    $135M
  25. 14185
    Sparrow Wealth ManagementOrlando, FL · 64 clientsWealth manager
    Fidelity 100%
    $135M
  26. 14186
    Crystal Cove Asset ManagementNewport Beach, CA · 91 clientsWealth manager
    Schwab 100%
    $135M
  27. 14187
    Dreamers Management LLCEl Segundo, CA · 1 clientsPrivate fund adviser
    No custodian reported
    $135M
  28. 14188
    Lightsmith Climate Resilience Management LLCNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $135M
  29. 14189
    IA Private Wealth (USA) Inc.Toronto, Ontario, Canada · 199 clientsWealth managerAffiliated broker-dealerIA Private Wealth Inc.
    No custodian reported
    $135M
  30. 14190
    Kult Wealth Management Group, LLCBrookfield, WI · 69 clientsWealth manager
    Schwab 100%
    $135M
  31. 14191
    PSC Financial LLCBloomington, MN · 111 clientsWealth managerHybrid
    LPL Financial 100%
    $135M
  32. 14192
    Colton Wealth ManagementArcadia, CA · 109 clientsWealth manager
    Fidelity 100%
    $135M
  33. 14193
    Tradewinds Wealth ManagementPortland, OR · 261 clientsWealth manager
    Schwab 100%
    $135M
  34. 14194
    Brighter Financial Capital Management, LLCReston, VA · 338 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $135M
  35. 14195
    Aluman142 clientsWealth manager
    Schwab 100%
    $135M
  36. 14196
    Altum Wealth AdvisorsChico, CA · 241 clientsWealth managerHybrid
    Schwab 100%
    $135M
  37. 14197
    Carota Wealth Management221 clientsWealth manager
    TradePMR / Robinhood 100%
    $135M
  38. 14198
    Financial Advisor Network, Inc.Farmingdale, NY · 158 clientsWealth manager
    No custodian reported
    $135M
  39. 14199
    JRS Wealth Management LLCSouth Jordan, UT · 348 clientsWealth manager
    Schwab 100%
    $135M
  40. 14200
    Red Reef Advisors LLCBoca Raton, FL · 91 clientsWealth manager
    Schwab 89%
    $135M

RIAs by state