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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9401
    Forty North WealthGlendale, CO · 534 clientsWealth manager
    Schwab 100%
    $351M
  2. 9402
    Norcap Investment Management, L.P.Austin, TX · 5 clientsPrivate fund adviser
    No custodian reported
    $351M
  3. 9403
    Bridgewater Asset Management LLCChesterfield, MO · 401 clientsWealth managerWrap sponsorHybrid
    LPL Financial 98%
    $351M
  4. 9404
    Forman Capital, LLCDelray Beach, FL · 14 clientsPrivate fund adviser
    No custodian reported
    $351M
  5. 9405
    V2 Financial Group, LLC205 clientsWealth manager
    Schwab 100%
    $350M
  6. 9406
    Jones Road Capital Management, L.P.New York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $350M
  7. 9407
    Protocol VC LLC2 clientsAsset manager
    No custodian reported
    $350M
  8. 9408
    Maestria Partners LLCAtlanta, GA · 1 clientsPrivate fund adviser
    No custodian reported
    $350M
  9. 9409
    Sykon Capital LLCHarrison, NY · 664 clientsWealth manager
    Schwab 100%
    $350M
  10. 9410
    Sonoma AllocationsSanta Rosa, CA · 332 clientsWealth manager
    Schwab 100%
    $350M
  11. 9411
    Turn8 Private Wealth Inc.Pointe Claire, Canada · 293 clientsPrivate fund adviser
    National Bank Independent Network 88%
    $350M
  12. 9412
    Superior Planning Wealth Management & Family OfficeSan Diego, CA · 516 clientsWealth managerHybrid
    Raymond James 42%Schwab 39%
    $350M
  13. 9413
    Guggenheim Private Investments, LLCNew York, NY · 7 clientsPrivate fund adviserHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    J.P. Morgan 100%
    $349M
  14. 9414
    Empower Wealth ManagementCedar Park, TX · 551 clientsWealth manager
    Schwab 75%Fidelity 25%
    $349M
  15. 9415
    Aragon Capital LLCFort Lauderdale, FL · 1,209 clientsWealth manager
    Stonex Financial 64%
    $349M
  16. 9416
    Precise Investment Management, Inc.Highland Park, IL · 88 clientsAsset managerHybridInsight Securities, Inc.
    UBS 29%
    $349M
  17. 9417
    Altriarch Asset Management, LLCCharleston, SC · 7 clientsPrivate fund adviser
    No custodian reported
    $349M
  18. 9418
    FWG Investments, LLCLexington, KY · 1,846 clientsWealth manager
    Fidelity 100%
    $349M
  19. 9419
    Willis Asset Finance Management LLCCoconut Creek, FL · 5 clientsPrivate fund adviser
    No custodian reported
    $349M
  20. 9420
    Jackson Creek Investment Advisors LLCCastle Rock, CO · 21 clientsAsset manager
    State Street 50%Schwab 50%
    $349M
  21. 9421
    Brooks, Moore & Associates, Inc.Chattanooga, TN · 177 clientsWealth manager
    Schwab 61%
    $349M
  22. 9422
    Factor Investing GroupWestborough, MA · 491 clientsWealth manager
    Fidelity 100%
    $349M
  23. 9423
    Arlen Capital, LLCWarwick, RI · 222 clientsWealth managerHybrid
    Pershing 96%
    $349M
  24. 9424
    EGI Financial, Inc.Akron, OH · 292 clientsWealth managerHybridAmerican Heritage Securities, Inc.
    Wells Fargo 88%
    $349M
  25. 9425
    Gainline Financial Partners, LLCLouisville, CO · 998 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $349M
  26. 9426
    Wittlin Advisory16 clientsWealth manager
    Schwab 100%
    $348M
  27. 9427
    Carbon Collective Investing, LLCOakland, CA · 1,359 clientsAsset manager
    Matrix Trust 42%Altruist 28%
    $348M
  28. 9428
    Opal Capital LLCBoca Raton, FL · 6 clientsAsset managerHybrid
    Schwab 100%
    $348M
  29. 9429
    Trill Impact Advisory Inc.New York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $348M
  30. 9430
    Elliott Cove Capital ManagementSeattle, WA · 670 clientsAsset manager
    Axos 78%
    $348M
  31. 9431
    Smartharvest Portfolios255 clientsWealth manager
    Schwab 90%
    $348M
  32. 9432
    Wafd Wealth, IncSeattle, WA · 274 clientsWealth managerBank-affiliated
    Goldman Sachs 100%
    $348M
  33. 9433
    American Retirement Planning Group IncLas Vegas, NV · 870 clientsBroker-dealer firmHybrid
    Pershing 100%
    $348M
  34. 9434
    ISQ Openinfra Registered Advisor LLCMiami, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $348M
  35. 9435
    4j Wealth Management, LLCMcLean, VA · 243 clientsWealth managerHybrid
    Fidelity 100%
    $348M
  36. 9436
    Oakbourne AdvisorsBerkeley Heights, NJ · 495 clientsWealth managerHybrid
    Schwab 69%SEI 31%
    $348M
  37. 9437
    Michels Family Financial, LLCFort Worth, TX · 410 clientsWealth manager
    Schwab 100%
    $348M
  38. 9438
    Pelican Capital Management LLC5 clientsPrivate fund adviser
    No custodian reported
    $348M
  39. 9439
    United Financial Planning Group LLCHauppauge, NY · 188 clientsWealth manager
    Schwab 100%
    $347M
  40. 9440
    Heritage Oak Wealth AdvisorsSanta Rosa Beach, FL · 241 clientsWealth manager
    Schwab 100%
    $347M

RIAs by state