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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6573
    Premier Wealth Advisors, LLCSan Diego, CA · 510 clientsWealth managerHybrid
    Schwab 100%
    $695M
  2. 6580
    Cogenuity Partners, LLCSan Francisco, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $694M
  3. 6583
    BW & Associates, Inc.Orange, CA · 529 clientsWealth managerHybrid
    12711 N. Meridian Street 100%
    $693M
  4. 6592
    Lazari Capital Management, Inc.Burbank, CA · 968 clientsWealth managerHybridLyndhurst Securities Inc., Michael Lazari Karapetian
    Fidelity 78%
    $691M
  5. 6608
    Keenan Capital, LLCBurlingame, CA · 1 clientsPrivate fund adviser
    No custodian reported
    $688M
  6. 6611
    Alliance Advisory & Securities, LLCWestlake Village, CA · 675 clientsWealth manager
    Fidelity Distributors Company 100%
    $687M
  7. 6615
    MA Private Wealth, LLCSan Carlos, CA · 366 clientsWealth managerWrap sponsor
    Fidelity 100%
    $686M
  8. 6616
    SER Capital Partners Management, LPRedwood City, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $686M
  9. 6628
    Phocas Financial CorporationAlameda, CA · 36 clientsAsset manager
    No custodian reported
    $683M
  10. 6674
    Yiheng Capital Management, L.P.San Francisco, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $676M
  11. 6675
    Aphias Capital, L.P.San Francisco, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $676M
  12. 6684
    Integral Wealth ManagementTurlock, CA · 468 clientsWealth manager
    Schwab 100%
    $674M
  13. 6697
    Diversifi Capital IncLos Altos, CA · 277 clientsWealth manager
    Schwab 100%
    $671M
  14. 6700
    Planned Solutions, Inc.Folsom, CA · 827 clientsWealth manager
    No custodian reported
    $671M
  15. 6703
    Elevation Wealth Partners, LLCWalnut Creek, CA · 325 clientsWealth manager
    Schwab 100%
    $671M
  16. 6738
    Diligent Investors, LLCRedlands, CA · 884 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $663M
  17. 6739
    Cruden Bay Investment Management, LLCWestlake Village, CA · 151 clientsWealth managerWrap sponsor
    Schwab 65%LPL Financial 35%
    $663M
  18. 6741
    Three Arch Wealth Management LLCIrvine, CA · 256 clientsWealth manager
    Schwab 100%
    $662M
  19. 6743
    Westshore WealthNewport Beach, CA · 207 clientsWealth manager
    Schwab 100%
    $662M
  20. 6758
    Betterwealth LLCSan Jose, CA · 378 clientsWealth manager
    Schwab 100%
    $660M
  21. 6760
    Archer Capital Group Management, LLCLos Angeles, CA · 10 clientsPrivate fund adviserHybridRainmaker Securities, LLC
    No custodian reported
    $660M
  22. 6766
    Purus Wealth Management, LLCNewport Beach, CA · 642 clientsWealth managerWrap sponsor
    Schwab 69%The Standard 31%
    $658M
  23. 6770
    Spectrum Asset Management IncNewport Beach, CA · 315 clientsWealth manager
    Schwab 100%
    $657M
  24. 6775
    M37 Management LPMenlo Park, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $656M
  25. 6777
    Warren Street Wealth Advisors, LLCIrvine, CA · 461 clientsWealth manager
    Fidelity 88%
    $656M
  26. 6779
    BMB Advisers LLCLos Angeles, CA · 34 clientsWealth manager
    Fidelity 67%
    $656M
  27. 6782
    RBO & Co, LLCSt. Helena, CA · 112 clientsWealth manager
    Pershing 100%
    $655M
  28. 6817
    Arixa Management, LLCLos Angeles, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $648M
  29. 6824
    Peakview CapitalMenlo Park, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $646M
  30. 6833
    Dafna Capital Management, LLCLos Angeles, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $645M
  31. 6843
    Heritage Wealth Management, Inc.San Diego, CA · 235 clientsWealth manager
    Schwab 100%
    $643M
  32. 6867
    Libra Wealth LLCLos Gatos, CA · 143 clientsWealth manager
    Schwab 100%
    $640M
  33. 6872
    Tcfg Investment Advisors, LLCLaguna Niguel, CA · 2,334 clientsWealth managerWrap sponsorHybridTcfg Wealth Management, LLC
    Pershing 95%
    $639M
  34. 6887
    Karmel Capital Management LLCSolana Beach, CA · 11 clientsPrivate fund adviser
    No custodian reported
    $636M
  35. 6888
    Merritt Point Partners LLCOakland, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $636M
  36. 6890
    The Roxborough GroupSan Francisco, CA · 5 clientsPrivate fund adviser
    No custodian reported
    $636M
  37. 6894
    Fire Capital Management, LLCSan Francisco, CA · 61 clientsWealth manager
    Schwab 100%
    $635M
  38. 6900
    The Salvetti GroupSacramento, CA · 590 clientsWealth managerWrap sponsor
    Raymond James 100%
    $634M
  39. 6910
    Fortem Financial Group, LLCPalm Desert, CA · 347 clientsWealth managerHybrid
    Schwab 100%
    $632M
  40. 6912
    Bolthouse Investment Management ServicesBakersfield, CA · 45 clientsAsset manager
    Schwab 100%
    $631M

RIAs by state