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Est. 2026The front page of wealth managementNew York

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FP Wells Fargo raises hurdle for higher advisor payouts for first time in 5 yearsWM Schwab Survey: RIAs Are Shifting Growth Focus Beyond AUM to New Clients, ReferralsIN AI operating system race heats up as Nevis raises $70 millionFP When should RIAs hand clients to next-generation advisors?IN Taxes, alts, in the education spotlight at Schwab IMPACTIN Ameriprise’s Cracchiolo: There’s no retention program hereIN Schwab tells RIAs its wealth arm isn’t 'competing for new business'WM LPL-Affiliated Firm Sues Former Advisor, Cetera for Soliciting Clients, Stealing DataIN Vestmark, Allspring team up on advisor-built model portfoliosIN A successful AI workforce isn’t about agents, says Humanity Labs CEO
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6041
    Horizon Technology FinanceFarmington, CT · 1 clientsAsset manager
    No custodian reported
    $811M
  2. 6042
    Nelson Capital Management, LLCMenlo Park, CA · 214 clientsWealth manager
    Schwab 79%
    $811M
  3. 6043
    Stevens Capital PartnersOmaha, NE · 681 clientsWealth manager
    Fidelity 72%Schwab 28%
    $810M
  4. 6044
    Investment Management AssociatesGreenwood Village, CO · 383 clientsWealth manager
    Schwab 63%Fidelity 37%
    $810M
  5. 6045
    Navi Intl-Administradora E Gestora De Recursos Financeiros Ltda.Sao Paulo, Brazil · 1 clientsAsset manager
    Citi 100%
    $810M
  6. 6046
    The Advocate Group, LLCMinnetonka, MN · 394 clientsWealth manager
    Schwab 100%
    $810M
  7. 6047
    The Advisory Group of SAN Francisco, LLCSan Francisco, CA · 140 clientsWealth manager
    Schwab 100%
    $810M
  8. 6048
    Zanetti Financial, LLCAlbuquerque, NM · 1,481 clientsWealth manager
    No custodian reported
    $809M
  9. 6049
    Jack Creek Partners LLCNew York, NY · 3 clientsWealth manager
    No custodian reported
    $809M
  10. 6050
    Tanglewood Legacy Advisors, LLCHouston, TX · 172 clientsWealth manager
    LPL Financial 85%
    $809M
  11. 6051
    EFG Asset Management (north America) CorpPortland, OR · 4 clientsPrivate fund adviser
    Pershing 100%
    $809M
  12. 6052
    Polen Capital CLO Management, LLCWaltham, MA · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $808M
  13. 6053
    Sunburst Financial Group, LLCVestavia Hills, AL · 877 clientsWealth manager
    Schwab 100%
    $808M
  14. 6054
    RmwcNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $807M
  15. 6055
    Proventus AGZurich, Switzerland · 88 clientsWealth manager
    BW Bank 36%Bank Julius BAR 30%
    $807M
  16. 6056
    Capital Innovations, LLCWaukesha, WI · 6 clientsAsset manager
    No custodian reported
    $807M
  17. 6057
    Andbanc Advisory LLCMiami, FL · 472 clientsWealth managerBank-affiliatedHybrid
    Pershing 100%
    $806M
  18. 6058
    Mayfair Advisory Group, LLCBirmingham, AL · 395 clientsWealth manager
    Schwab 77%Fidelity 23%
    $806M
  19. 6059
    Droms Strauss Wealth ManagementSt. Louis, MO · 420 clientsWealth manager
    Schwab 100%
    $806M
  20. 6060
    Willing Capital Management LimitedHong Kong, Hong Kong · 6 clientsPrivate fund adviser
    No custodian reported
    $806M
  21. 6061
    Firestone Capital Management IncSouth Miami, FL · 375 clientsWealth manager
    Schwab 100%
    $806M
  22. 6062
    Northstar Asset Management, IncBoston, MA · 194 clientsWealth managerWrap sponsor
    Morgan Stanley 66%Schwab 34%
    $806M
  23. 6063
    Warberg Asset Management LLCWinnetka, IL · 9 clientsPrivate fund adviser
    Fidelity 77%Goldman Sachs 23%
    $806M
  24. 6064
    Clarus Ventures, LLCCambridge, MA · 9 clientsPrivate fund adviserAffiliated broker-dealerBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $806M
  25. 6065
    Lakeridge Wealth Management LLCMentor, OH · 1,139 clientsWealth managerHybrid
    Fidelity 90%
    $805M
  26. 6066
    OHA Private Credit Advisors II, L.P.New York, NY · 3 clientsAsset managerHybridT. Rowe Price Investment Services, Inc.
    No custodian reported
    $805M
  27. 6067
    Asio Capital LLCLexington, KY · 294 clientsWealth manager
    Schwab 100%
    $805M
  28. 6068
    Strathmore Capital AdvisorsCharlotte, NC · 501 clientsWealth manager
    Schwab 100%
    $805M
  29. 6069
    Copper Harbor Investment Advisors, LLCAppleton, WI · 250 clientsWealth manager
    Schwab 69%Fidelity 31%
    $805M
  30. 6070
    Roof Eidam Maycock Peralta LLCSan Francisco, CA · 296 clientsWealth managerWrap sponsor
    Schwab 96%
    $805M
  31. 6071
    Masters Capital Management, L.L.C.Atlanta, GA · 4 clientsPrivate fund adviser
    No custodian reported
    $805M
  32. 6072
    Felicitas Global Partners, LLCPasadena, CA · 17 clientsPrivate fund adviser
    No custodian reported
    $804M
  33. 6073
    Tempo WealthIndependence, OH · 853 clientsWealth manager
    Schwab 96%
    $804M
  34. 6074
    Curran Wealth ManagementAlbany, NY · 385 clientsWealth managerWrap sponsorHybridCimas LLC
    Fidelity 100%
    $804M
  35. 6075
    Nokomis Capital, L.L.C.Dallas, TX · 2 clientsPrivate fund adviser
    Fidelity 100%
    $804M
  36. 6076
    Great Diamond Partners, LLCPortland, ME · 533 clientsWealth manager
    Schwab 100%
    $804M
  37. 6077
    Hoxton WealthOrlando, FL · 1,378 clientsWealth manager
    Interactive Brokers 45%Rl360 39%
    $804M
  38. 6078
    Barnegat Fund Management Inc.Hoboken, NJ · 2 clientsPrivate fund adviser
    No custodian reported
    $803M
  39. 6079
    Net Return Asset Management LLCNew York, NY · 3 clientsPrivate fund adviserAffiliated broker-dealerMonness Crespi Hardt & Co., Inc.
    No custodian reported
    $803M
  40. 6080
    Francis FinancialNew York, NY · 256 clientsWealth manager
    Schwab 100%
    $803M

RIAs by state