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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

507 firms manage $3.3 trillionConnecticut

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 11485
    Gradient Ridge Capital, L.P.Norwalk, CT · 6 clientsPrivate fund adviser
    No custodian reported
    $232M
  2. 11494
    BRX GlobalGreenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $231M
  3. 11502
    Wharton Midmarket Investment Advisors IncWoodbridge, CT · 47 clientsWealth managerHybridWharton Midmarket Securities Inc., clears through Raymond James
    Raymond James 100%
    $231M
  4. 11527
    Granite Islands Private Wealth, LLCGuilford, CT · 491 clientsWealth managerHybrid
    Fidelity 100%
    $230M
  5. 11561
    JAT Capital Management LPGreenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $228M
  6. 11566
    Prentice Capital Management, LPGreenwich, CT · 5 clientsPrivate fund adviser
    Goldman Sachs 100%
    $228M
  7. 11580
    Lansdowne Wealth Management, LLCMystic, CT · 357 clientsWealth manager
    Fidelity 100%
    $228M
  8. 11593
    Keynote Financial Services, LLCVernon, CT · 209 clientsWealth manager
    Schwab 100%
    $227M
  9. 11608
    Perryridge Capital LPGreenwich, CT · 3 clientsPrivate fund adviser
    Morgan Stanley 100%
    $227M
  10. 11755
    Rangeley Capital, LLCNew Canaan, CT · 6 clientsPrivate fund adviser
    Interactive Brokers 100%
    $220M
  11. 11865
    Twin Lions ManagementStamford, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $216M
  12. 11871
    Kennedy Wealth & Tax Management, LLCSouthbury, CT · 136 clientsWealth manager
    Schwab 100%
    $215M
  13. 11964
    Diamant Asset Management, Inc.Ridgefield, CT · 59 clientsWealth manager
    Fidelity 100%
    $212M
  14. 12076
    Burnham Sterling Asset Management LLCCOS COB, CT · 1 clientsPrivate fund adviserHybridBabcock & Brown Securities LLC
    No custodian reported
    $207M
  15. 12078
    Kate Capital LLCWestport, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $207M
  16. 12130
    John A. Bysko AssociatesOld Lyme, CT · 124 clientsWealth manager
    No custodian reported
    $204M
  17. 12157
    WJ Financial Advisors, LLCKillingworth, CT · 274 clientsWealth manager
    Schwab 100%
    $203M
  18. 12190
    Capzone Management LLCNorwalk, CT · 1 clientsPrivate fund adviser
    No custodian reported
    $202M
  19. 12242
    LBB Holding Company LLCNorwalk, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $200M
  20. 12261
    Barron Financial Group, LLPTorrington, CT · 193 clientsWealth manager
    Fidelity 98%
    $199M
  21. 12333
    Spice Expeditions, LPWestport, CT · 6 clientsPrivate fund adviser
    No custodian reported
    $196M
  22. 12373
    Drum Hill Capital, LLCWestport, CT · 73 clientsWealth manager
    Fidelity 100%
    $194M
  23. 12404
    East Guilford Financial Services LLCMadison, CT · 301 clientsWealth manager
    Schwab 100%
    $193M
  24. 12442
    SpurstoneHigganum, CT · 163 clientsWealth manager
    SEI 100%
    $192M
  25. 12444
    Southport Station Financial Management, LLCSouthport, CT · 182 clientsWealth managerHybrid
    Raymond James 100%
    $192M
  26. 12448
    Pettee Investors IncRowayton, CT · 27 clientsWealth manager
    J.P. Morgan 33%Schwab 29%
    $192M
  27. 12505
    Aetos Capital Real EstateGreenwich, CT · 8 clientsPrivate fund adviser
    No custodian reported
    $190M
  28. 12584
    Blue Door Asset Management, LLCStamford, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $187M
  29. 12663
    Cooper Financial Services, Inc.Shelton, CT · 1,335 clientsWealth managerHybridCFS Securities, Inc.
    Fidelity 100%
    $184M
  30. 12679
    Eagle Point Defensive Income Management LLCGreenwich, CT · 1 clientsAsset managerHybridEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $184M
  31. 12798
    The Dowling Group Wealth ManagementGreenwich, CT · 324 clientsWealth manager
    Fidelity 100%
    $179M
  32. 12823
    Aspetuck Financial Management LLCWestport, CT · 99 clientsWealth manager
    Schwab 100%
    $178M
  33. 12863
    Ladd Capital Management LLCNew Haven, CT · 72 clientsWealth manager
    Schwab 100%
    $177M
  34. 12876
    Summerhaven Investment Management, LLCStamford, CT · 1 clientsAsset manager
    Northern Trust 100%
    $176M
  35. 12916
    Reinova Capital Advisors LLCGreenwich, CT · 1 clientsPrivate fund adviser
    No custodian reported
    $175M
  36. 12964
    Pemberwick Investment Advisors, LLCGreenwich, CT · 1 clientsAsset manager
    No custodian reported
    $174M
  37. 13079
    Hoplon Asset Management, L.P.Greenwich, CT · 3 clientsPrivate fund adviserHybridVistina Advisory LLC, Vistina Structured Credit Advisory LLC
    No custodian reported
    $170M
  38. 13106
    Altus Capital Partners, Inc.Wilton, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $169M
  39. 13136
    Somnio Financial Group, LLCGlastonbury, CT · 103 clientsWealth manager
    Schwab 100%
    $168M
  40. 13161
    Wingman Growth PartnersGreenwich, CT · 1 clientsPrivate fund adviser
    No custodian reported
    $167M

RIAs by state