Private fund adviser · Greenwich, CT
Hoplon Asset Management, L.P.
SEC-registered investment adviser · CRD 318798 · SEC 801-131823
At a glance
Hoplon Asset Management, L.P. is an SEC-registered investment adviser based in Greenwich, Connecticut, with $170 million in regulatory assets under management as of its Form ADV filed June 15, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,191st of 4,686 private fund advisers and 13,079th of 17,210 SEC-registered advisers by assets.
Main office 203-340-2133hoploncapital.comAs filed on Form ADV
- Regulatory AUM
- $170M
- Rank among private fund advisers
- #4,191 of 4,686
- Rank among all SEC RIAs
- #13,079 of 17,210
- Rank in Connecticut
- #437 of 507
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Robert N. ArsovLimited Partner
- Joyce M. LapretaChief Compliance Officer
- Christopher R. WaltersChief Operating Officer
- Maria V. AmoedoController
- Scott E. GrummonGeneral Counsel
Custody and brokerage
Custodian
Hoplon Asset Management, L.P.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Hoplon Asset Management, L.P. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Vistina Advisory LLC and Vistina Structured Credit Advisory LLC.
- Vistina Advisory LLC ↗CRD 337987
- Vistina Structured Credit Advisory LLC ↗CRD 337986
Its Form ADV brochure (filed March 2026) names Vistina Structured Credit Advisory as the broker-dealer its advisers are registered with.
Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”). • Vistina Structured Credit Advisory, LLC (“VSCA”) • Vistina Advisory, LLC (“V A”) Certain employees of Hoplon are registered representatives of VSCA and VA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $170M | 100% |
Private funds
Hoplon Asset Management, L.P. reports 3 private funds with $170M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Hoplon Asset Management, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗hoploncapital.com ↗
AtlasMembers
The full record on Hoplon Asset Management, L.P.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 1,557 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Hoplon Asset Management, L.P. manage?
Hoplon Asset Management, L.P. reports $170 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 15, 2026.
What kind of firm is Hoplon Asset Management, L.P.?
Hoplon Asset Management, L.P. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Hoplon Asset Management, L.P.’s clients?
By assets, its largest client types are pooled investment vehicles ($170 million, 3 clients).
Does Hoplon Asset Management, L.P. manage private funds?
Yes. It reports 3 private funds with $170 million in gross assets, including private equity funds.
Does Hoplon Asset Management, L.P. have any disciplinary history?
Hoplon Asset Management, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hoplon Asset Management, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →