Asset manager · Greenwich, CT
Eagle Point Defensive Income Management LLC
SEC-registered investment adviser · CRD 328508 · SEC 801-129465
At a glance
Eagle Point Defensive Income Management LLC is an SEC-registered investment adviser based in Greenwich, Connecticut, with $184 million in regulatory assets under management as of its Form ADV filed July 14, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 2,148th of 3,218 asset managers and 12,679th of 17,210 SEC-registered advisers by assets.
Main office 203-340-8500As filed on Form ADV
- Regulatory AUM
- $184M
- Rank among asset managers
- #2,148 of 3,218
- Rank among all SEC RIAs
- #12,679 of 17,210
- Rank in Connecticut
- #430 of 507
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 68
- Advisory staff
- 12
- Offices
- 1
Owners and executives on its Form ADV
- Kenneth P. OnorioSenior Principal,chief Financial Officer and Chief Operating Officer
- Thomas P. MajewskiManaging Partner
- Nauman S MalikSenior Principal and General Counsel
- Courtney B. FandrickPrincipal and Chief Compliance Officer
Custody and brokerage
Custodian
Eagle Point Defensive Income Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Eagle Point Defensive Income Management LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Eagle Point Securities LLC and SPC Capital Markets LLC.
- Eagle Point Securities LLC ↗CRD 324528
- SPC Capital Markets LLC ↗CRD 304381
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $184M | 100% |
Disciplinary disclosures
Eagle Point Defensive Income Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Eagle Point Defensive Income Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 776 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Eagle Point Defensive Income Management LLC manage?
Eagle Point Defensive Income Management LLC reports $184 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 14, 2026.
What kind of firm is Eagle Point Defensive Income Management LLC?
Eagle Point Defensive Income Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Eagle Point Defensive Income Management LLC’s clients?
By assets, its largest client types are investment companies ($184 million, 1 clients).
Does Eagle Point Defensive Income Management LLC have any disciplinary history?
Eagle Point Defensive Income Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Eagle Point Defensive Income Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →