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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5547
    Disciplined Investors, L.L.C.Waco, TX · 528 clientsWealth manager
    Schwab 74%Empower Financial Services 26%
    $942M
  2. 5548
    Emerald Advisors, LLCBellevue, WA · 216 clientsWealth manager
    Fidelity 50%Schwab 50%
    $941M
  3. 5555
    Ascension Capital Advisors, Inc.Houston, TX · 240 clientsWealth managerHybrid
    Schwab 80%
    $939M
  4. 5557
    Cedar Street Asset Management LLCChicago, IL · 4 clientsAsset manager
    J.P. Morgan 73%
    $938M
  5. 5558
    MAC Alpha Capital Management, LPTampa, FL · 9 clientsAsset manager
    State Street 78%
    $938M
  6. 5562
    Pabrai Investment FundsWest Lake Hills, TX · 6 clientsPrivate fund adviser
    Fidelity 72%UBS 28%
    $936M
  7. 5564
    Hartline Investment CorporationWinnetka, IL · 266 clientsWealth manager
    Schwab 77%J.P. Morgan 23%
    $935M
  8. 5567
    Crane & Associates Wealth ManagementFullerton, CA · 468 clientsBroker-dealer firmHybrid
    Schwab 79%
    $935M
  9. 5568
    Uniting Wealth PartnersDenver, CO · 854 clientsWealth manager
    Raymond James 76%Schwab 24%
    $935M
  10. 5575
    Estabrook Capital Management LLCNew York, NY · 767 clientsWealth manager
    Schwab 81%
    $933M
  11. 5585
    Sky Investment Group LLCHartford, CT · 396 clientsWealth manager
    Schwab 69%
    $931M
  12. 5588
    RB Capital Management, LLCReno, NV · 648 clientsWealth managerWrap sponsorHybrid
    Pershing 67%Schwab 33%
    $931M
  13. 5595
    Investmark Advisory Group LLCShelton, CT · 690 clientsWealth managerHybrid
    Fidelity 75%SEI 25%
    $930M
  14. 5599
    Mountain Capital Investment Advisors IncWestminster, CO · 1,191 clientsWealth manager
    Schwab 89%
    $929M
  15. 5601
    Vaquero Private Wealth, LTD.Dallas, TX · 285 clientsWealth manager
    Pershing 62%Fidelity 38%
    $929M
  16. 5605
    Glass Jacobson Wealth AdvisorsOwings Mills, MD · 504 clientsWealth manager
    Schwab 87%
    $928M
  17. 5608
    Strategic Financial Concepts, LLCSan Antonio, TX · 3,824 clientsWealth managerHybrid
    LPL Financial 52%Schwab 47%
    $928M
  18. 5610
    Lavaca Capital, LLCHouston, TX · 33 clientsAsset manager
    J.P. Morgan 46%Schwab 34%
    $927M
  19. 5612
    Statheros Financial Solutions, Inc.El Dorado Hills, CA · 625 clientsWealth manager
    Schwab 61%MID Atlantic Clearing & Settlement 39%
    $926M
  20. 5616
    PCJ Investment Counsel LTD.Toronto, Ontario, Canada · 2 clientsAsset managerHybrid
    RBC 77%State Street 23%
    $924M
  21. 5620
    Legacy Wealth Advisors, LLCNorth Miami Beach, FL · 20 clientsWealth manager
    J.P. Morgan 30%Pershing 24%
    $923M
  22. 5623
    Integrity Fixed Income ManagementOrlando, FL · 44 clientsAsset manager
    State Street 23%
    $921M
  23. 5624
    Princeton Global Asset Management LLCPrinceton, NJ · 365 clientsWealth manager
    Schwab 82%
    $921M
  24. 5625
    Castlekeep Investment AdvisorsWestport, CT · 148 clientsAsset manager
    Citi 56%J.P. Morgan 25%
    $921M
  25. 5631
    White Lighthouse Investment Management, Inc.406 clientsWealth manager
    Schwab 81%
    $919M
  26. 5637
    Dillon & Associates IncJackson, MI · 394 clientsWealth manager
    Schwab 85%
    $916M
  27. 5638
    Charles Pratt & Company, L.L.C.New York, NY · 315 clientsWealth manager
    FNZ Trust 97%
    $916M
  28. 5641
    Old West Investment Management, LLCLos Angeles, CA · 842 clientsPrivate fund adviser
    Schwab 60%Wells Fargo 40%
    $916M
  29. 5644
    Fi401k AdvisorsCentennial, CO · 305 clientsAsset managerHybrid
    MID Atlantic Trust 47%Matrix Trust 28%Reliance Trust 25%
    $915M
  30. 5650
    Partners in Financial Planning, LLCSalem, VA · 396 clientsWealth manager
    Schwab 87%
    $914M
  31. 5654
    Briaud Financial AdvisorsCollege Station, TX · 279 clientsWealth manager
    Schwab 87%
    $913M
  32. 5663
    Claris Advisors, LLCSt. Louis, MO · 331 clientsWealth manager
    Schwab 79%
    $911M
  33. 5664
    Tiempo Capital PartnersMiami, FL · 65 clientsWealth manager
    J.P. Morgan 50%Fidelity 35%
    $911M
  34. 5665
    Syverson StregeWest Des Moines, IA · 528 clientsWealth manager
    Schwab 59%SEI 41%
    $911M
  35. 5670
    FCA Partners, LLCCharlotte, NC · 1 clientsAsset manager
    Mmac-Fca Two 42%Folio 36%
    $910M
  36. 5671
    Strategic Planning GroupBountiful, UT · 1,622 clientsWealth manager
    Fidelity 75%Schwab 25%
    $910M
  37. 5674
    Covenant Wealth AdvisorsRichmond, VA · 523 clientsWealth manager
    Fidelity 54%Schwab 46%
    $910M
  38. 5675
    Dean InvestmentsBeavercreek, OH · 308 clientsAsset manager
    Fidelity 88%
    $909M
  39. 5686
    South Street Advisors, LLCNew York, NY · 138 clientsWealth manager
    Deutsche Bank Trust Company Americas 35%Schwab 32%
    $906M
  40. 5687
    First Affirmative Financial Network LLCColorado Springs, CO · 2,327 clientsWealth managerWrap sponsor
    Schwab 52%Goldman Sachs 48%
    $905M

RIAs by state