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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5608
    Strategic Financial Concepts, LLCSan Antonio, TX · 3,824 clientsWealth managerHybrid
    LPL Financial 52%Schwab 47%
    $928M
  2. 5609
    Trifecta Capital Advisors, LLCNorthbrook, IL · 159 clientsWealth manager
    Schwab 100%
    $927M
  3. 5610
    Lavaca Capital, LLCHouston, TX · 33 clientsAsset manager
    J.P. Morgan 46%Schwab 34%
    $927M
  4. 5611
    The Advisory Resource Group, LLCTulsa, OK · 709 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $927M
  5. 5612
    Statheros Financial Solutions, Inc.El Dorado Hills, CA · 625 clientsWealth manager
    Schwab 61%MID Atlantic Clearing & Settlement 39%
    $926M
  6. 5613
    Sprinkle Financial Consultants LLCLittleton, CO · 242 clientsWealth manager
    Schwab 100%
    $926M
  7. 5614
    Coyle Capital, LLCLakeway, TX · 313 clientsWealth manager
    Schwab 100%
    $925M
  8. 5619
    Keller Wealth AdvisorsVictoria, TX · 556 clientsWealth manager
    Schwab 100%
    $923M
  9. 5620
    Legacy Wealth Advisors, LLCNorth Miami Beach, FL · 20 clientsWealth manager
    J.P. Morgan 30%Pershing 24%
    $923M
  10. 5622
    Keudell Morrison Wealth Management, LLCSalem, OR · 816 clientsWealth managerWrap sponsor
    Schwab 100%
    $922M
  11. 5624
    Princeton Global Asset Management LLCPrinceton, NJ · 365 clientsWealth manager
    Schwab 82%
    $921M
  12. 5625
    Castlekeep Investment AdvisorsWestport, CT · 148 clientsAsset manager
    Citi 56%J.P. Morgan 25%
    $921M
  13. 5626
    Founders Capital Management, LLCHartford, CT · 224 clientsWealth manager
    Schwab 100%
    $920M
  14. 5628
    Horst & Graben Wealth Management, LLCPortland, OR · 1,311 clientsWealth manager
    Schwab 100%
    $920M
  15. 5631
    White Lighthouse Investment Management, Inc.406 clientsWealth manager
    Schwab 81%
    $919M
  16. 5632
    Northern Capital Management, Inc.Spokane, WA · 739 clientsWealth manager
    Schwab 100%
    $918M
  17. 5633
    Rainey & Randall Wealth Advisors, Inc.Celebration, FL · 332 clientsWealth manager
    Schwab 100%
    $918M
  18. 5635
    Mraz and AssociatesModesto, CA · 487 clientsWealth manager
    Schwab 100%
    $917M
  19. 5636
    Rovin CapitalMesa, AZ · 730 clientsWealth manager
    Schwab 100%
    $917M
  20. 5637
    Dillon & Associates IncJackson, MI · 394 clientsWealth manager
    Schwab 85%
    $916M
  21. 5640
    Goodman Financial CorporationHouston, TX · 288 clientsWealth manager
    Schwab 100%
    $916M
  22. 5641
    Old West Investment Management, LLCLos Angeles, CA · 842 clientsPrivate fund adviser
    Schwab 60%Wells Fargo 40%
    $916M
  23. 5647
    Rosemeyer Management GroupPlatteville, WI · 1,166 clientsWealth manager
    Schwab 100%
    $914M
  24. 5650
    Partners in Financial Planning, LLCSalem, VA · 396 clientsWealth manager
    Schwab 87%
    $914M
  25. 5654
    Briaud Financial AdvisorsCollege Station, TX · 279 clientsWealth manager
    Schwab 87%
    $913M
  26. 5656
    Guardian Financial Partners, LLCOrange, CA · 433 clientsAsset manager
    Schwab 100%
    $912M
  27. 5661
    Nesteggs, Inc.Jacksonville, FL · 616 clientsAsset manager
    Schwab 100%
    $911M
  28. 5663
    Claris Advisors, LLCSt. Louis, MO · 331 clientsWealth manager
    Schwab 79%
    $911M
  29. 5664
    Tiempo Capital PartnersMiami, FL · 65 clientsWealth manager
    J.P. Morgan 50%Fidelity 35%
    $911M
  30. 5665
    Syverson StregeWest Des Moines, IA · 528 clientsWealth manager
    Schwab 59%SEI 41%
    $911M
  31. 5668
    Singer Wealth Advisors LLCBoca Raton, FL · 953 clientsWealth manager
    Schwab 100%
    $911M
  32. 5671
    Strategic Planning GroupBountiful, UT · 1,622 clientsWealth manager
    Fidelity 75%Schwab 25%
    $910M
  33. 5674
    Covenant Wealth AdvisorsRichmond, VA · 523 clientsWealth manager
    Fidelity 54%Schwab 46%
    $910M
  34. 5675
    Dean InvestmentsBeavercreek, OH · 308 clientsAsset manager
    Fidelity 88%
    $909M
  35. 5676
    Gerald Baker Financial Group, L.l.c.dba Baker Financial ServicesArlington, TX · 482 clientsWealth managerHybridGRB Financial LLC
    Schwab 100%
    $909M
  36. 5680
    Alley CompanyLake Forest, IL · 170 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $907M
  37. 5683
    Round Rock Advisors LLCWilton, CT · 647 clientsWealth manager
    Schwab 100%
    $907M
  38. 5686
    South Street Advisors, LLCNew York, NY · 138 clientsWealth manager
    Deutsche Bank Trust Company Americas 35%Schwab 32%
    $906M
  39. 5687
    First Affirmative Financial Network LLCColorado Springs, CO · 2,327 clientsWealth managerWrap sponsor
    Schwab 52%Goldman Sachs 48%
    $905M
  40. 5688
    Richard P. Slaughter Associates, Inc.Austin, TX · 457 clientsWealth manager
    Schwab 100%
    $905M

RIAs by state