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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15545
    Seraph Capital Associates, LLCBartlesville, OK · 445 clientsAsset manager
    Fidelity 51%Interactive Brokers 37%
    $90M
  2. 15546
    Gannett Wealth Advisors136 clientsWealth manager
    Schwab 100%
    $90M
  3. 15547
    Sparkline Capital LP5 clientsAsset manager
    No custodian reported
    $90M
  4. 15549
    Weiss Financial Group LLCMahopac, NY · 109 clientsWealth manager
    Schwab 75%Altruist 25%
    $90M
  5. 15550
    Seven Canyons Advisors, LLCSalt Lake City, UT · 4 clientsPrivate fund adviser
    BNY 75%Fidelity 25%
    $90M
  6. 15551
    Novawave CapitalMenlo Park, CA · 1 clientsPrivate fund adviser
    No custodian reported
    $90M
  7. 15552
    Armada Capital LLCMexico City, Mexico · 1 clientsPrivate fund adviser
    Grupo Bursatil Mexicano SA De CV 100%
    $90M
  8. 15553
    Pichardo Asset Management, S.A. De C.V.Mexico City, Mexico · 10 clientsAsset manager
    No custodian reported
    $90M
  9. 15555
    Fairway Capital Management, LLCChicago, IL · 3 clientsPrivate fund adviser
    No custodian reported
    $89M
  10. 15556
    Tradeway611 clientsWealth manager
    Interactive Brokers 100%
    $89M
  11. 15557
    Orchard Advisors281 clientsWealth manager
    Interactive Brokers 100%
    $89M
  12. 15558
    Shfp, LLC25 clientsWealth manager
    Fidelity Distributors Company 100%
    $89M
  13. 15559
    Heritage Grove Wealth Management, LLC44 clientsWealth manager
    No custodian reported
    $89M
  14. 15560
    Prolific SolutionsNew York, NY · 57 clientsWealth manager
    Schwab 100%
    $88M
  15. 15562
    Contego Capital Group, Inc.Edina, MN · 89 clientsAsset manager
    Fidelity 79%
    $88M
  16. 15563
    Lexion Capital Management LPNew York, NY · 85 clientsWealth manager
    No custodian reported
    $88M
  17. 15564
    WealthfdConshohocken, PA · 450 clientsWealth manager
    Schwab 100%
    $88M
  18. 15566
    Pacific Global Investment Management CompanyGlendale, CA · 127 clientsWealth manager
    Schwab 69%Fidelity 31%
    $87M
  19. 15567
    The Wealthplan LLCGreat Neck, NY · 132 clientsWealth manager
    Schwab 100%
    $87M
  20. 15569
    Timothy J. Ellis, Inc.200 clientsWealth manager
    No custodian reported
    $87M
  21. 15570
    Yearwood Young AdvisorsBrooklyn, NY · 24 clientsWealth manager
    Schwab 100%
    $87M
  22. 15571
    Orasis CapitalGeneva, Switzerland · 1 clientsPrivate fund adviser
    No custodian reported
    $87M
  23. 15572
    Sterling Asset Management Co Inc43 clientsWealth manager
    No custodian reported
    $87M
  24. 15573
    LK Financial Planning LLCNew York, NY · 9 clientsWealth manager
    Fidelity 100%
    $87M
  25. 15574
    MQ Private WealthTorrance, CA · 58 clientsWealth manager
    Schwab 100%
    $87M
  26. 15575
    Joseph John Hasson JR36 clientsWealth manager
    No custodian reported
    $87M
  27. 15576
    Seahorse Financial Advisers Inc.Millbrook, NY · 20 clientsWealth manager
    Schwab 100%
    $87M
  28. 15578
    Eagan Capital Management, LLCFayetteville, NY · 222 clientsWealth manager
    No custodian reported
    $86M
  29. 15579
    Mace Capital Management, LLCNew York, NY · 64 clientsWealth manager
    Schwab 100%
    $86M
  30. 15581
    Private Equity Investors, Inc.New York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $85M
  31. 15584
    Guidance Point Retirement Services, LLCPortland, ME · 7 clientsAsset manager
    Schwab 100%
    $85M
  32. 15585
    Idyllic Partners Manager, LPSleepy Hollow, NY · 2 clientsAsset manager
    No custodian reported
    $85M
  33. 15586
    Rubin Overseas LTD.Zurich, Switzerland · 12 clientsWealth manager
    No custodian reported
    $85M
  34. 15587
    API Financial Advisors, LLCRockledge, FL · 227 clientsWealth manager
    Schwab 100%
    $85M
  35. 15588
    Group RMC Investment Advisor LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $85M
  36. 15589
    Derastone19 clientsAsset manager
    Interactive Brokers 100%
    $84M
  37. 15590
    Erez Asset Management, LLCNew Rochelle, NY · 3 clientsPrivate fund adviser
    BNP Paribas Securities 100%
    $84M
  38. 15591
    Complete AdvisorsValley Stream, NY · 25 clientsWealth manager
    Schwab 79%
    $84M
  39. 15592
    Lehmann, Livian, Fridson Advisors, LLCNew York, NY · 53 clientsWealth manager
    Schwab 51%Fidelity 49%
    $84M
  40. 15593
    Titan Capital ManagementScottsdale, AZ · 129 clientsWealth manager
    Schwab 100%
    $84M

RIAs by state