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Est. 2026The front page of wealth managementNew York

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RB Schwab RIAs have until Monday to convert exclusively to 'Docusign,' ending paper era, as it deputizes Nevis to help RIAs conquer their onboarding quagmire – and prove AI can fix 'the most painful workflow at any RIA'WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee Disclosures
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10984
    KOA Wealth Management, LLC160 clientsWealth manager
    Schwab 100%
    $255M
  2. 10986
    Ridge Creek Global, Inc.51 clientsWealth manager
    Schwab 85%
    $255M
  3. 10987
    Game Plan Financial Advisors, LLCWestlake, Oh, OH · 205 clientsWealth manager
    Schwab 100%
    $255M
  4. 10988
    Cap Partners, LLCFranklin, TN · 399 clientsWealth manager
    No custodian reported
    $255M
  5. 10989
    Hartmann Taylor Wealth Management, LLCDallas, TX · 96 clientsWealth manager
    Schwab 100%
    $255M
  6. 10990
    Wasatch Investment Fund Manager, LLCLogan, UT · 5 clientsPrivate fund adviser
    No custodian reported
    $255M
  7. 10991
    Glenorchy Capital Limited368 clientsWealth manager
    Interactive Brokers 100%
    $254M
  8. 10992
    Blacktower Financial Management (US) LLCOrlando, FL · 479 clientsWealth manager
    Rl360 51%Schwab 32%
    $254M
  9. 10993
    O'brien Investment Management, LLCTorrance, CA · 167 clientsWealth manager
    Fidelity 97%
    $254M
  10. 10995
    Madrone Investment Advisory, LLCSan Rafael, CA · 118 clientsWealth manager
    Schwab 90%
    $254M
  11. 10996
    3spoke Management, LLCIrvine, CA · 11 clientsPrivate fund adviser
    No custodian reported
    $254M
  12. 10997
    Mendota Financial Group, LLCMadison, WI · 166 clientsWealth manager
    Schwab 82%
    $254M
  13. 10998
    Family Fiduciary Services, Inc.Beverly, MA · 129 clientsWealth manager
    Fidelity Distributors Company 100%
    $254M
  14. 10999
    Riverwest Investment Management, LLCNew York, NY · 1 clientsAsset manager
    Goldman Sachs 67%J.P. Morgan 33%
    $254M
  15. 11000
    Integrated Wealth Management, Inc.Uniontown, OH · 530 clientsWealth manager
    Fidelity 100%
    $254M
  16. 11001
    Venor Capital Management LPNew York, NY · 10 clientsPrivate fund adviser
    Northern Trust 100%
    $254M
  17. 11003
    Canty Wealth ManagementBallston Spa, NY · 475 clientsWealth manager
    No custodian reported
    $254M
  18. 11004
    Defined Wealth Management, LLCBeaverton, OR · 154 clientsWealth manager
    Fidelity 100%
    $254M
  19. 11005
    Addis & Hill, IncorporatedWayne, PA · 159 clientsWealth manager
    Schwab 44%Altruist 30%Pershing 26%
    $254M
  20. 11006
    Connecticut Capital Management Group, LLCMilford, CT · 115 clientsWealth manager
    Schwab 100%
    $254M
  21. 11007
    Green Alpha InvestmentsNiwot, CO · 164 clientsWealth manager
    Northern Trust 39%
    $254M
  22. 11008
    Shenandoah Energy Management, LLCHighlands Ranch, CO · 3 clientsPrivate fund adviser
    No custodian reported
    $254M
  23. 11009
    Indiano Capital ManagementRochester, NY · 53 clientsWealth manager
    RBC 39%UBS 26%
    $254M
  24. 11010
    Kalinowsky Asset Management81 clientsWealth manager
    Fidelity 100%
    $254M
  25. 11011
    Mendon Capital Advisors CorpKey Largo, FL · 3 clientsAsset manager
    RBC 100%
    $254M
  26. 11012
    Toronado Partners LLCSan Francisco, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $254M
  27. 11013
    PPS & V Asset Management Consultants IncPortage, MI · 247 clientsWealth manager
    No custodian reported
    $254M
  28. 11014
    Decatur Capital Management, Inc.Decatur, GA · 23 clientsAsset manager
    J.P. Morgan 83%
    $254M
  29. 11015
    Gate City Capital Management, LLCChicago, IL · 1 clientsAsset manager
    Interactive Brokers 100%
    $254M
  30. 11016
    Heronetta Management, L.P.New York, NY · 28 clientsWealth manager
    Morgan Stanley 58%UBS 34%
    $254M
  31. 11017
    Washburn Capital Management Inc.Vero Beach, FL · 188 clientsWealth manager
    Schwab 100%
    $254M
  32. 11018
    Clear Point Advisors, Inc.Melville, NY · 151 clientsWealth manager
    No custodian reported
    $253M
  33. 11019
    Alpha Analytics Investment Group LLCLos Angeles, CA · 68 clientsWealth manager
    No custodian reported
    $253M
  34. 11020
    Impact Capital, LLCRockville, MD · 115 clientsWealth manager
    Schwab 100%
    $253M
  35. 11022
    Blueprint Local LLC18 clientsPrivate fund adviser
    No custodian reported
    $253M
  36. 11023
    Entelechy80 clientsWealth manager
    Schwab 100%
    $253M
  37. 11024
    Maguire Investments LLCKing of Prussia, PA · 151 clientsWealth manager
    Schwab 85%
    $253M
  38. 11025
    Transcend Advisor Group, LLCMilwaukee, WI · 360 clientsWealth manager
    No custodian reported
    $253M
  39. 11026
    Pacific Wealth Strategies Group, Inc.Santa Barbara, CA · 197 clientsWealth manager
    Schwab 100%
    $253M
  40. 11027
    ABF Investment Management, LLCMiami, FL · 3 clientsPrivate fund adviser
    No custodian reported
    $253M

RIAs by state