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Est. 2026The front page of wealth managementNew York

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RB Schwab RIAs have until Monday to convert exclusively to 'Docusign,' ending paper era, as it deputizes Nevis to help RIAs conquer their onboarding quagmire – and prove AI can fix 'the most painful workflow at any RIA'WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee Disclosures
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10831
    Accion Impact Management LLCWashington, DC · 5 clientsPrivate fund adviser
    Kotak Mahindra Bank 100%
    $262M
  2. 10832
    5c AdvisorNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $262M
  3. 10833
    Spruce Point Capital Management, LLCRiverhead, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $262M
  4. 10835
    Team Financial StrategiesAbilene, TX · 292 clientsWealth manager
    Fidelity 86%
    $262M
  5. 10836
    AG Dillon Asset Management LPNew York, NY · 28 clientsPrivate fund adviser
    No custodian reported
    $262M
  6. 10839
    Room40 Capital LLCNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $262M
  7. 10841
    Bull Oak Capital, LLCRancho Santa Fe, CA · 125 clientsWealth manager
    Altruist 100%
    $262M
  8. 10842
    Convoy Investments, LLC32 clientsWealth manager
    UBS 45%Interactive Brokers 35%
    $262M
  9. 10843
    Tandem Wealth AdvisorsPhoenix, AZ · 310 clientsWealth manager
    Schwab 86%
    $262M
  10. 10846
    Sage Stone Wealth Management LLCLa Jolla, CA · 126 clientsWealth manager
    Fidelity 100%
    $261M
  11. 10848
    Utopia Wealth Management, LLCCoconut Creek, FL · 62 clientsWealth manager
    Schwab 100%
    $261M
  12. 10850
    Elco Management Company, LLCNew York, NY · 154 clientsWealth managerWrap sponsor
    Schwab 75%RBC 25%
    $261M
  13. 10851
    Corepath Wealth Partners LLCScottsdale, AZ · 230 clientsWealth manager
    Fidelity 100%
    $261M
  14. 10853
    Portfolio Advisors, Inc.Fresno, CA · 238 clientsWealth manager
    Schwab 100%
    $261M
  15. 10854
    CGI Plan Advisors, Inc.Frazer, PA · 29 clientsAsset manager
    No custodian reported
    $261M
  16. 10855
    Keystone Asset Management, Inc.McLean, VA · 134 clientsWealth manager
    No custodian reported
    $261M
  17. 10856
    Prevail Wealth ManagementKirkland, WA · 264 clientsWealth manager
    Schwab 100%
    $261M
  18. 10857
    Trustwell Financial Advisors, LLCJacksonville, FL · 366 clientsWealth manager
    Schwab 100%
    $261M
  19. 10858
    Viawealth, LLCLeawood, KS · 87 clientsWealth manager
    Schwab 100%
    $261M
  20. 10861
    Winebrenner Capital Management LLCLouisville, KY · 459 clientsWealth manager
    Schwab 86%
    $260M
  21. 10862
    Arco Global Management, LLCGuaynabo, PR · 1 clientsPrivate fund adviser
    No custodian reported
    $260M
  22. 10863
    Alamar Capital Management, LLCSanta Barbara, CA · 103 clientsWealth manager
    Schwab 100%
    $260M
  23. 10864
    Banker Investment GroupWest Lafayette, IN · 468 clientsWealth manager
    Schwab 100%
    $260M
  24. 10865
    Nantucket Multi Managers, LLCBloomfield Hills, MI · 3 clientsPrivate fund adviser
    No custodian reported
    $260M
  25. 10867
    Vistica Wealth Advisors, LLCCarlsbad, CA · 122 clientsWealth manager
    Schwab 100%
    $260M
  26. 10868
    RFM Financial Solutions, LLCMt. Pleasant, MI · 570 clientsWealth manager
    Schwab 100%
    $260M
  27. 10870
    The Wealth Conservancy, Inc.Boulder, CO · 47 clientsWealth manager
    Schwab 100%
    $260M
  28. 10871
    Capital Financial Advisors of New York, LLCClifton Park, NY · 144 clientsWealth manager
    No custodian reported
    $260M
  29. 10872
    Archetype Advisors, LLCDoylestown, PA · 275 clientsWealth managerWrap sponsor
    Pershing 100%
    $260M
  30. 10873
    1876 Partners, LPTomball, TX · 1 clientsPrivate fund adviser
    No custodian reported
    $260M
  31. 10874
    Grey Rock Energy Management, LLCDallas, TX · 3 clientsPrivate fund adviser
    No custodian reported
    $260M
  32. 10875
    ERA Global TechnologiesNew York, NY · 18 clientsPrivate fund adviser
    No custodian reported
    $260M
  33. 10876
    Clark Wealth Partners, LLCO'fallon, IL · 464 clientsWealth manager
    Schwab 100%
    $260M
  34. 10877
    Finley Financial, LLCLas Vegas, NV · 124 clientsWealth manager
    Fidelity 100%
    $260M
  35. 10878
    Bridge Generations Wealth ManagementSouth Miami, FL · 171 clientsWealth manager
    Fidelity 94%
    $260M
  36. 10879
    Proteus, LLCIndianapolis, IN · 29 clientsPrivate fund adviser
    No custodian reported
    $260M
  37. 10880
    Magarian Capital Management, LLCSan Antonio, TX · 1 clientsAsset manager
    Schwab 100%
    $260M
  38. 10881
    Wovenearth Ventures, LLC3 clientsPrivate fund adviser
    No custodian reported
    $260M
  39. 10882
    Ridgeline Wealth Planning LLCCenterville, OH · 443 clientsWealth manager
    Schwab 100%
    $260M
  40. 10884
    Storyone Family OfficeOverland Park, KS · 135 clientsWealth manager
    Raymond James 100%
    $259M

RIAs by state