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Est. 2026The front page of wealth managementNew York

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RB Schwab RIAs have until Monday to convert exclusively to 'Docusign,' ending paper era, as it deputizes Nevis to help RIAs conquer their onboarding quagmire – and prove AI can fix 'the most painful workflow at any RIA'WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee Disclosures
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10567
    Citadel Investment Advisory Inc118 clientsWealth manager
    No custodian reported
    $278M
  2. 10568
    Ironwood Investment Management, LLCBoston, MA · 289 clientsWealth manager
    Schwab 100%
    $278M
  3. 10569
    Spectrum Financial ManagementSan Rafael, CA · 150 clientsWealth manager
    Schwab 100%
    $278M
  4. 10570
    Future PositiveNew York, NY · 17 clientsPrivate fund adviser
    No custodian reported
    $278M
  5. 10572
    Foronjy FinancialSanta Barbara, CA · 187 clientsWealth manager
    LPL Financial 73%Fidelity 23%
    $278M
  6. 10573
    Midtown Investment Advisors LLCMiami, FL · 11 clientsPrivate fund adviser
    No custodian reported
    $278M
  7. 10574
    Accordant Advisory Group, Inc.Annapolis, MD · 189 clientsWealth managerWrap sponsor
    Raymond James 100%
    $278M
  8. 10575
    Auspicious Financial Planning, LLCSan Ramon, CA · 193 clientsWealth managerWrap sponsor
    Schwab 100%
    $278M
  9. 10576
    Claren Road Private Credit Solutions LLCNew York, NYAsset manager
    Barclays Bank PLC 72%J.P. Morgan 28%
    $278M
  10. 10577
    Macco Financial Group, Inc.Green Bay, WI · 322 clientsWealth manager
    Raymond James 100%
    $278M
  11. 10579
    Heritage HoldingBoston, MA · 2 clientsPrivate fund adviser
    No custodian reported
    $278M
  12. 10580
    Harbor Island Capital LLCTopsfield, MA · 14 clientsWealth manager
    Schwab 100%
    $278M
  13. 10583
    HBE Wealth Management, LLCLincoln, NE · 258 clientsWealth manager
    Fidelity 100%
    $277M
  14. 10584
    Kilter Group413 clientsWealth manager
    Schwab 100%
    $277M
  15. 10585
    Delta Capital Management, LLCMaitland, FL · 108 clientsAsset manager
    No custodian reported
    $277M
  16. 10586
    Tyner Capital Management Investment Counsel, Inc.Signal Mountain, TN · 63 clientsWealth manager
    Schwab 100%
    $277M
  17. 10589
    Planguide FinancialSouthlake, TX · 10 clientsAsset manager
    Tiaa-Cref Individual & Institutional Services 100%
    $277M
  18. 10592
    Johkim Capital Partners Management LLCDallas, TX · 3 clientsPrivate fund adviser
    No custodian reported
    $277M
  19. 10594
    Walleye Partners LLCMadison, WI · 93 clientsWealth manager
    Schwab 100%
    $277M
  20. 10596
    Westbourne Investments, Inc.Alexandria, VA · 175 clientsWealth manager
    Schwab 92%
    $276M
  21. 10598
    Hazelview Securities (US) LLCNew York, NY · 4 clientsAsset manager
    BNY 80%
    $276M
  22. 10599
    Episteme CapitalLondon, United Kingdom · 22 clientsPrivate fund adviser
    No custodian reported
    $276M
  23. 10600
    Simplifi, Inc.San Diego, CA · 301 clientsWealth manager
    Schwab 100%
    $276M
  24. 10601
    CWP Private Wealth ManagementWest Bend, WI · 511 clientsWealth manager
    Schwab 100%
    $276M
  25. 10602
    J.H. Lane Partners, LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $276M
  26. 10603
    Strauss Financial GroupHoover, AL · 213 clientsWealth manager
    Fidelity 100%
    $276M
  27. 10604
    Corridor Capital, LLCLos Angeles, CA · 14 clientsPrivate fund adviser
    No custodian reported
    $276M
  28. 10605
    Oasis Wealth Planning Advisors186 clientsWealth manager
    Schwab 100%
    $276M
  29. 10606
    AFC Management, LLCWest Palm Beach, FL · 1 clientsAsset manager
    No custodian reported
    $276M
  30. 10607
    Northstar Financial Planning, LLCWindham, NH · 172 clientsWealth manager
    Schwab 100%
    $276M
  31. 10608
    Intrack Investment Management, Inc.South Burlington, VT · 189 clientsWealth manager
    Fidelity 100%
    $276M
  32. 10609
    Certum GroupNewark, NJ · 10 clientsPrivate fund adviser
    No custodian reported
    $276M
  33. 10610
    Challenger Wealth ManagementAliso Viejo, CA · 263 clientsWealth manager
    Schwab 100%
    $276M
  34. 10611
    Kubhera Enterprises LLCPrinceton, NJ · 304 clientsWealth manager
    Schwab 100%
    $276M
  35. 10612
    Clarendon Capital, LLCTysons, VA · 5 clientsPrivate fund adviser
    No custodian reported
    $275M
  36. 10613
    Spectrum Strategic Capital Management, LLCCorvallis, OR · 313 clientsWealth manager
    Fidelity 100%
    $275M
  37. 10615
    Legal Advantage Investments, Inc.24 clientsWealth manager
    Schwab 100%
    $275M
  38. 10616
    O'connor Financial Group LLCQuincy, IL · 355 clientsWealth manager
    Schwab 100%
    $275M
  39. 10617
    KAI Wealth LLCChicago, IL · 23 clientsWealth manager
    Schwab 96%
    $275M
  40. 10618
    Charter Research & Investment Group IncSouthport, CT · 158 clientsWealth manager
    Schwab 100%
    $275M

RIAs by state