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Est. 2026The front page of wealth managementNew York

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WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee DisclosuresIN RIA M&A could hit an all-time high in 2026, says FP Transitions
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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10129
    Massachusetts Wealth Management, LLCNorth Andover, MA · 324 clientsWealth manager
    Fidelity 77%Schwab 23%
    $301M
  2. 10130
    Praxis Capital Management LLCChicago, IL · 1 clientsPrivate fund adviser
    No custodian reported
    $301M
  3. 10131
    Blue Diamond Capital Investment AdvisorsProvo, UT · 10 clientsWealth manager
    No custodian reported
    $301M
  4. 10132
    Seneschal Family OfficeTacoma, WA · 227 clientsWealth manager
    Schwab 100%
    $301M
  5. 10133
    BAC Capital Advisors LLCSeattle, WA · 38 clientsAsset manager
    Schwab 94%
    $301M
  6. 10134
    Parsow Management LLC1 clientsPrivate fund adviser
    No custodian reported
    $301M
  7. 10135
    FFP Wealth Management, LLCCoon Rapids, MN · 317 clientsWealth manager
    Schwab 50%Fidelity Distributors Company 50%
    $301M
  8. 10136
    Kinloch Capital, LLCGlen Allen, VA · 185 clientsWealth manager
    Schwab 100%
    $301M
  9. 10137
    Concord Management Services, LLCSummit, NJ · 7 clientsPrivate fund adviser
    No custodian reported
    $301M
  10. 10138
    Innovahealth PartnersNew York, NY · 16 clientsPrivate fund adviser
    No custodian reported
    $301M
  11. 10139
    Headway WealthDurham, United Kingdom · 599 clientsWealth manager
    AJ Bell 100%
    $301M
  12. 10140
    RetirableNew York, NY · 2,210 clientsWealth manager
    Altruist 100%
    $301M
  13. 10142
    Triveni Capital Investments LPStamford, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $301M
  14. 10143
    Vital Wealth Management, LLCRosemont, IL · 300 clientsWealth manager
    Schwab 100%
    $301M
  15. 10144
    Castle Ridge Asset Management LimitedToronto, Ontario, Canada · 6 clientsPrivate fund adviser
    No custodian reported
    $301M
  16. 10145
    Trunorth AdvisorsGreenville, SC · 1,107 clientsWealth manager
    Schwab 100%
    $301M
  17. 10146
    Pl3 Capital LPSunny Isles Beach, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $301M
  18. 10147
    Cauble & Harre Wealth Management, Inc.St. Louis, MO · 106 clientsWealth manager
    Fidelity 77%Schwab 23%
    $301M
  19. 10148
    Transition Financial Advisors Group, LLC149 clientsWealth manager
    Schwab 76%National Bank Independent Network 24%
    $301M
  20. 10150
    Mica Creek Capital LLCSteamboat Springs, CO · 4 clientsAsset manager
    UMB Bank, N.A. Capital Markets Division 100%
    $301M
  21. 10152
    Wellspring GBL, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $300M
  22. 10153
    Stangier Wealth ManagementClackamas, OR · 496 clientsWealth manager
    Axos 100%
    $300M
  23. 10154
    Summit Place Financial Advisors, LLCSummit, NJ · 59 clientsWealth manager
    Schwab 100%
    $300M
  24. 10155
    Westwood Wealth ManagementLos Angeles, CA · 130 clientsWealth manager
    LPL Financial 100%
    $300M
  25. 10158
    Deepwork Capital, LLCOrlando, FL · 9 clientsPrivate fund adviser
    No custodian reported
    $300M
  26. 10159
    Krensavage Asset Management, LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $300M
  27. 10160
    Cloud Capital ManagementSeattle, WA · 131 clientsWealth manager
    Schwab 100%
    $300M
  28. 10161
    Spreng Capital Management, Inc.Bucyrus, OH · 944 clientsWealth manager
    Schwab 100%
    $300M
  29. 10162
    Optimum Financial Services, LLCJackson, MS · 242 clientsWealth manager
    Fidelity 100%
    $300M
  30. 10163
    Guardian Wealth Advisors, LLCSt Louis Park, MN · 260 clientsWealth manager
    Schwab 100%
    $300M
  31. 10164
    Azzendo Wealth AdvisorsCoral Gables, FL · 245 clientsWealth manager
    Schwab 100%
    $300M
  32. 10165
    Birchcreek Wealth Management, LLCMiami Township, OH · 198 clientsWealth manager
    Fidelity 100%
    $300M
  33. 10166
    Monterey WealthAtlanta, GA · 157 clientsAsset manager
    Schwab 62%Empower Retirement 38%
    $300M
  34. 10167
    Kennon FinancialSarasota, FL · 741 clientsWealth manager
    Schwab 100%
    $300M
  35. 10170
    Capital West Partners, LLCTucson, AZ · 173 clientsWealth manager
    No custodian reported
    $300M
  36. 10171
    Silver Oak Wealth Advisors Services, LLCLos Angeles, CA · 142 clientsWealth manager
    Schwab 100%
    $300M
  37. 10172
    CIC, LLCMarco Island, FL · 1 clientsAsset manager
    Oppenheimer & Co. 100%
    $300M
  38. 10173
    Panoramic Capital, LLCLarkspur, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $300M
  39. 10174
    Stonecrop Wealth Advisors, LLCWest Chester, PA · 1,230 clientsWealth manager
    Fidelity 100%
    $300M
  40. 10175
    Security First FinancialSwartz Creek, MI · 640 clientsWealth manager
    Schwab 100%
    $300M

RIAs by state