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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9409
    Sykon Capital LLCHarrison, NY · 664 clientsWealth manager
    Schwab 100%
    $350M
  2. 9410
    Sonoma AllocationsSanta Rosa, CA · 332 clientsWealth manager
    Schwab 100%
    $350M
  3. 9411
    Turn8 Private Wealth Inc.Pointe Claire, Canada · 293 clientsPrivate fund adviser
    National Bank Independent Network 88%
    $350M
  4. 9414
    Empower Wealth ManagementCedar Park, TX · 551 clientsWealth manager
    Schwab 75%Fidelity 25%
    $349M
  5. 9415
    Aragon Capital LLCFort Lauderdale, FL · 1,209 clientsWealth manager
    Stonex Financial 64%
    $349M
  6. 9417
    Altriarch Asset Management, LLCCharleston, SC · 7 clientsPrivate fund adviser
    No custodian reported
    $349M
  7. 9418
    FWG Investments, LLCLexington, KY · 1,846 clientsWealth manager
    Fidelity 100%
    $349M
  8. 9419
    Willis Asset Finance Management LLCCoconut Creek, FL · 5 clientsPrivate fund adviser
    No custodian reported
    $349M
  9. 9420
    Jackson Creek Investment Advisors LLCCastle Rock, CO · 21 clientsAsset manager
    State Street 50%Schwab 50%
    $349M
  10. 9421
    Brooks, Moore & Associates, Inc.Chattanooga, TN · 177 clientsWealth manager
    Schwab 61%
    $349M
  11. 9422
    Factor Investing GroupWestborough, MA · 491 clientsWealth manager
    Fidelity 100%
    $349M
  12. 9426
    Wittlin Advisory16 clientsWealth manager
    Schwab 100%
    $348M
  13. 9427
    Carbon Collective Investing, LLCOakland, CA · 1,359 clientsAsset manager
    Matrix Trust 42%Altruist 28%
    $348M
  14. 9429
    Trill Impact Advisory Inc.New York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $348M
  15. 9430
    Elliott Cove Capital ManagementSeattle, WA · 670 clientsAsset manager
    Axos 78%
    $348M
  16. 9431
    Smartharvest Portfolios255 clientsWealth manager
    Schwab 90%
    $348M
  17. 9432
    Wafd Wealth, IncSeattle, WA · 274 clientsWealth managerBank-affiliated
    Goldman Sachs 100%
    $348M
  18. 9434
    ISQ Openinfra Registered Advisor LLCMiami, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $348M
  19. 9437
    Michels Family Financial, LLCFort Worth, TX · 410 clientsWealth manager
    Schwab 100%
    $348M
  20. 9438
    Pelican Capital Management LLC5 clientsPrivate fund adviser
    No custodian reported
    $348M
  21. 9439
    United Financial Planning Group LLCHauppauge, NY · 188 clientsWealth manager
    Schwab 100%
    $347M
  22. 9440
    Heritage Oak Wealth AdvisorsSanta Rosa Beach, FL · 241 clientsWealth manager
    Schwab 100%
    $347M
  23. 9441
    Cottonwood Capital AdvisorsIrving, TX · 210 clientsWealth manager
    Fidelity 100%
    $347M
  24. 9442
    Arctaris Impact InvestorsWellesley, MA · 8 clientsPrivate fund adviser
    No custodian reported
    $347M
  25. 9443
    HCG Fund Management LPRaleigh, NC · 15 clientsPrivate fund adviser
    No custodian reported
    $347M
  26. 9444
    Education Growth Partners, LLCStamford, CT · 11 clientsPrivate fund adviser
    No custodian reported
    $347M
  27. 9445
    Pflug Koory, LLCOmaha, NE · 124 clientsWealth manager
    No custodian reported
    $347M
  28. 9446
    Leconte Wealth Management, LLCMaryville, TN · 332 clientsWealth manager
    Schwab 100%
    $347M
  29. 9447
    Right Side Capital Management, LLCSan Francisco, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $347M
  30. 9448
    Citrine CapitalSan Francisco, CA · 141 clientsWealth manager
    Schwab 100%
    $347M
  31. 9449
    Custos Family Office LLC67 clientsWealth managerWrap sponsor
    Pershing 77%Fidelity 23%
    $347M
  32. 9451
    Angellist Asset Management, LLCSeattle, WA · 23 clientsPrivate fund adviser
    No custodian reported
    $346M
  33. 9453
    Long Road Investment Counsel, LLCKalamazoo, MI · 34 clientsWealth manager
    PNC Bank 79%
    $346M
  34. 9454
    Gebhardt Group, IncLafayette, CA · 232 clientsWealth manager
    Schwab 100%
    $346M
  35. 9456
    Brightline Capital Management, LLCMiami, FL · 2 clientsPrivate fund adviser
    No custodian reported
    $346M
  36. 9457
    Velocis Management, LLCDallas, TX · 9 clientsPrivate fund adviser
    No custodian reported
    $346M
  37. 9458
    Triatomic CapitalPalo Alto, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $346M
  38. 9459
    Great Elm Capital Management, LLCPalm Beach Gardens, FL · 3 clientsAsset manager
    No custodian reported
    $346M
  39. 9460
    Rede Wealth, LLCCharlottesville, VA · 224 clientsWealth manager
    Schwab 100%
    $346M
  40. 9461
    Booster Asset Management, LLCWheaton, IL · 1 clientsAsset manager
    No custodian reported
    $346M

RIAs by state