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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Winthrop, WA

Every SEC-registered investment adviser representative at a firm office in Winthrop, with the firms that employ the most of them.

The short answer

1 registered advisors work in Winthrop; the most are at American Independent Securities Group, LLC (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Winthrop

FirmAdvisors in Winthrop
American Independent Securities Group, LLC1

Advisors in Winthrop, A to Z

Search all of Washington →

Other cities in Washington

All of Washington →

Seattle 1,957Bellevue 1,378Spokane 500Vancouver 477Camas 340Tacoma 292Kirkland 276Bellingham 202Mercer Island 153Gig Harbor 135Kennewick 127Redmond 113Edmonds 106Olympia 104Everett 102Renton 102Lynnwood 100Issaquah 99Yakima 96Federal Way 85Bothell 71Silverdale 71Puyallup 68Spokane Valley 68

Questions

How many financial advisors are in Winthrop, WA?

1 investment adviser representatives are registered at firm offices in Winthrop, Washington, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Winthrop?

American Independent Securities Group, LLC, with 1 registered advisors in Winthrop.

How do I check a financial advisor in Winthrop?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.