Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Newcastle, WA
Every SEC-registered investment adviser representative at a firm office in Newcastle, with the firms that employ the most of them.
11 registered advisors work in Newcastle; the most are at J.P. Morgan Securities LLC (3). 3 list the CFP designation and 9 are also registered broker representatives.
Firms with the most advisors in Newcastle
| Firm | Advisors in Newcastle |
|---|---|
| J.P. Morgan Securities LLC news | 3 |
| Strategic Advisers LLC | 2 |
| B. Riley Wealth Advisors, Inc. | 1 |
| Cetera Investment Advisers LLC news | 1 |
| Edward Jones news | 1 |
| Empower Advisory Group, LLC | 1 |
| Everleap Financial Planning | 1 |
| Wealthrise | 1 |
Advisors in Newcastle, A to Z
CFP advisors in Newcastle →- Jody S. BalmerB. Riley Wealth Advisors, Inc.
- Jason CaseyEmpower Advisory Group, LLC
- Didi ChenEverleap Financial Planning · Certified Financial Planner, Chartered Financial Analyst
- Ligaya P. ChooJ.P. Morgan Securities LLC
- Tonya L. Hayward-DemmeCetera Investment Advisers LLC
- Benjamin HengstStrategic Advisers LLC
- Ericka K. MariniEdward Jones · Certified Financial Planner
- Muhammad MerchantJ.P. Morgan Securities LLC
- Dabin MoonStrategic Advisers LLC · Certified Financial Planner
- Nishant N. PanchalWealthrise
- Haiyan XuJ.P. Morgan Securities LLC
Other cities in Washington
All of Washington →Seattle 1,957Bellevue 1,378Spokane 501Vancouver 478Camas 339Tacoma 292Kirkland 276Bellingham 202Mercer Island 153Gig Harbor 134Kennewick 127Redmond 113Edmonds 106Olympia 104Everett 102Renton 102Issaquah 99Lynnwood 99Yakima 96Federal Way 85Bothell 71Silverdale 71Puyallup 68Spokane Valley 67
Questions
How many financial advisors are in Newcastle, WA?
11 investment adviser representatives are registered at firm offices in Newcastle, Washington, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Newcastle?
J.P. Morgan Securities LLC, with 3 registered advisors in Newcastle, followed by Strategic Advisers LLC with 2.
How do I check a financial advisor in Newcastle?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.