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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Galax, VA

Every SEC-registered investment adviser representative at a firm office in Galax, with the firms that employ the most of them.

The short answer

11 registered advisors work in Galax; the most are at Ameriprise Financial Services, LLC (5). 1 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Galax

FirmAdvisors in Galax
Ameriprise Financial Services, LLC news5
Cambridge Investment Research Advisors, Inc. news2
Edward Jones news2
Cetera Investment Advisers LLC news1
Wells Fargo Clearing Services, LLC news1

Advisors in Galax, A to Z

CFP advisors in Galax →

Other cities in Virginia

All of Virginia →

Richmond 1,277McLean 612Vienna 580Virginia Beach 521Reston 377Alexandria 356Roanoke 325Glen Allen 294Fairfax 277Charlottesville 263Norfolk 242Midlothian 227Arlington 213Williamsburg 206Leesburg 153Lynchburg 143Newport News 133Falls Church 127Harrisonburg 126Chesapeake 118Fredericksburg 102Ashburn 100Winchester 94Tysons Corner 79

Questions

How many financial advisors are in Galax, VA?

11 investment adviser representatives are registered at firm offices in Galax, Virginia, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Galax?

Ameriprise Financial Services, LLC, with 5 registered advisors in Galax, followed by Cambridge Investment Research Advisors, Inc. with 2.

How do I check a financial advisor in Galax?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.