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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Little Elm, TX

Every SEC-registered investment adviser representative at a firm office in Little Elm, with the firms that employ the most of them.

15 registered advisors work in Little Elm; the most are at Tiaa-Cref Individual & Institutional Services, LLC (3). 2 list the CFP designation and 10 are also registered broker representatives.

Firms with the most advisors in Little Elm

FirmAdvisors in Little Elm
Tiaa-Cref Individual & Institutional Services, LLC3
Provision Asset, LLC2
RBC Capital Markets, LLC news2
Strategic Advisers LLC2
Dunham1
Global View Capital Management LLC1
LPL Financial LLC news1
Mutual Of Omaha Investor Services, Inc.1
Prudent Prosperity1
The Wealth Expedition1

Advisors in Little Elm, A to Z

CFP advisors in Little Elm →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140

Questions

How many financial advisors are in Little Elm, TX?

15 investment adviser representatives are registered at firm offices in Little Elm, Texas, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Little Elm?

Tiaa-Cref Individual & Institutional Services, LLC, with 3 registered advisors in Little Elm, followed by Provision Asset, LLC with 2.

How do I check a financial advisor in Little Elm?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.