Financial ADVSR advisor directory · SEC adviser records
Sowell Management financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Sowell Management office in Houston, A to Z.
4 registered advisors work at Sowell Management in Houston, out of 109 at the firm nationwide; it ranks number 165 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.
Sowell Management advisors in Houston, A to Z
Every Sowell Management advisor →- Oliver J. BakkerInvestment adviser rep
- Maryanna E. BraunCertified Financial Planner
- Stephen R. CarterInvestment adviser rep
- Patrick R. NorfleetInvestment adviser rep
Sowell Management advisors in every city and state →Sowell Management: assets, clients and custodians →Advisor Moves: who changed firms this week →
Sowell Management advisors in other cities
North Little Rock, AR 49Gig Harbor, WA 5Little Rock, AR 4Granite Bay, CA 3Dallas, TX 2Dartmouth, MA 2Flagstaff, AZ 2Good Hope, GA 2Merritt Island, FL 2New York, NY 2Rogers, AR 2Shawnee, OK 2West Des Moines, IA 2Albuquerque, NM 1Camden, AR 1
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Sowell Management have in Houston?
4 investment adviser representatives are registered at Sowell Management offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 109 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.
Is Sowell Management one of the largest advisor employers in Houston?
Sowell Management ranks number 165 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Sowell Management advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sowell Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.