Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Tega Cay, SC

Every SEC-registered investment adviser representative at a firm office in Tega Cay, with the firms that employ the most of them.

The short answer

10 registered advisors work in Tega Cay; the most are at LPL Financial LLC (3). 2 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Tega Cay

FirmAdvisors in Tega Cay
LPL Financial LLC news3
Tiaa-Cref Individual & Institutional Services, LLC2
Assetmark, Inc.1
Ip Financial Advisory Services LLC1
Jm Tax & Financial LLC1
Osaic Wealth, Inc. news1
World Investment Advisors, LLC1

Advisors in Tega Cay, A to Z

CFP advisors in Tega Cay →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Spartanburg 123Mt. Pleasant 122Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Mt Pleasant 59Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Seneca 40Sumter 36

Questions

How many financial advisors are in Tega Cay, SC?

10 investment adviser representatives are registered at firm offices in Tega Cay, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Tega Cay?

LPL Financial LLC, with 3 registered advisors in Tega Cay, followed by Tiaa-Cref Individual & Institutional Services, LLC with 2.

How do I check a financial advisor in Tega Cay?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.