Financial ADVSR advisor directory · SEC adviser records
Pathstone financial advisors in Providence, RI
Every SEC-registered investment adviser representative at a Pathstone office in Providence, A to Z.
3 registered advisors work at Pathstone in Providence, out of 193 at the firm nationwide; it ranks number 27 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Pathstone advisors in Providence, A to Z
Every Pathstone advisor →- Timothy P. DevlinChartered Financial Analyst
- Arthur X. DuffyInvestment adviser rep
- Mark W. SmithInvestment adviser rep
Pathstone advisors in every city and state →Pathstone: assets, clients and custodians →Advisor Moves: who changed firms this week →
Pathstone advisors in other cities
Englewood, NJ 91Newtown Square, PA 15Bellevue, WA 13Boston, MA 11Boulder, CO 11Conshohocken, PA 8Alexandria, VA 6Denver, CO 5New York, NY 5Atlanta, GA 4Los Angeles, CA 4Potomac, MD 4Austin, TX 3San Francisco, CA 3Winter Park, FL 3
Other firms in Providence
All Providence advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6
Questions
How many financial advisors does Pathstone have in Providence?
3 investment adviser representatives are registered at Pathstone offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 193 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Pathstone one of the largest advisor employers in Providence?
Pathstone ranks number 27 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a Pathstone advisor in Providence?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Pathstone office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.