Financial ADVSR advisor directory · SEC adviser records
Pathstone financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Pathstone office in Los Angeles, A to Z.
4 registered advisors work at Pathstone in Los Angeles, out of 193 at the firm nationwide; it ranks number 86 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Pathstone advisors in Los Angeles, A to Z
Every Pathstone advisor →- William M. BagnardChartered Financial Analyst
- Alyssa C. DoInvestment adviser rep
- David C. KahnCertified Financial Planner
- Ronak G. PatelCertified Financial Planner
Pathstone advisors in every city and state →Pathstone: assets, clients and custodians →Advisor Moves: who changed firms this week →
Pathstone advisors in other cities
Englewood, NJ 91Newtown Square, PA 15Bellevue, WA 13Boston, MA 11Boulder, CO 11Conshohocken, PA 8Alexandria, VA 6Denver, CO 5New York, NY 5Atlanta, GA 4Potomac, MD 4Austin, TX 3San Francisco, CA 3Winter Park, FL 3Providence, RI 2
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 315J.P. Morgan Securities LLC 291Capital Client Group, Inc. 276Morgan Stanley 194Lido 161UBS Financial Services Inc. 133Wells Fargo Clearing Services, LLC 119Rockefeller Financial LLC 96Seia 73Capital Group Private Client Services, Inc. 68Strategic Advisers LLC 58MML Investors Services, LLC 53
Questions
How many financial advisors does Pathstone have in Los Angeles?
4 investment adviser representatives are registered at Pathstone offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 193 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Pathstone one of the largest advisor employers in Los Angeles?
Pathstone ranks number 86 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 315.
How do I check a Pathstone advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Pathstone office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.