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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Shamokin Dam, PA

Every SEC-registered investment adviser representative at a firm office in Shamokin Dam, with the firms that employ the most of them.

4 registered advisors work in Shamokin Dam; the most are at Raymond James Financial Services Advisors, Inc. (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Shamokin Dam

FirmAdvisors in Shamokin Dam
Raymond James Financial Services Advisors, Inc. news2
Cetera Investment Advisers LLC news1
Edward Jones news1

Advisors in Shamokin Dam, A to Z

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Pittsburgh 1,486Philadelphia 1,111Malvern 827Conshohocken 470Wayne 408Allentown 378Lancaster 375Fort Washington 362Radnor 323Berwyn 297Sewickley 283Newtown Square 265West Chester 253Doylestown 243Yardley 234York 233Erie 224Bala Cynwyd 202Canonsburg 200Newtown 190Camp Hill 180West Conshohocken 174Bethlehem 173Exton 173

Questions

How many financial advisors are in Shamokin Dam, PA?

4 investment adviser representatives are registered at firm offices in Shamokin Dam, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Shamokin Dam?

Raymond James Financial Services Advisors, Inc., with 2 registered advisors in Shamokin Dam, followed by Cetera Investment Advisers LLC with 1.

How do I check a financial advisor in Shamokin Dam?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.