Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Oakworth Asset Management, LLC financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Oakworth Asset Management, LLC office in Charlotte, A to Z.

The short answer

4 registered advisors work at Oakworth Asset Management, LLC in Charlotte, out of 16 at the firm nationwide; it ranks number 107 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Oakworth Asset Management, LLC advisors in Charlotte, A to Z

Every Oakworth Asset Management, LLC advisor →

Oakworth Asset Management, LLC advisors in every city and state →Oakworth Asset Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Oakworth Asset Management, LLC advisors in other cities

Birmingham, AL 10Mobile, AL 2

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does Oakworth Asset Management, LLC have in Charlotte?

4 investment adviser representatives are registered at Oakworth Asset Management, LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 16 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Oakworth Asset Management, LLC one of the largest advisor employers in Charlotte?

Oakworth Asset Management, LLC ranks number 107 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a Oakworth Asset Management, LLC advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Oakworth Asset Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.