Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Charlotte, A to Z.
The short answer
17 registered advisors work at Northwestern Mutual Investment Services, LLC in Charlotte, out of 1,942 at the firm nationwide; it ranks number 42 in the city by advisors. 1 list the CFP designation and 17 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in Charlotte, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- Richard T. AllenAlso a broker rep
- John B. GarwoodAlso a broker rep
- Savana E. JordanAlso a broker rep
- Ashley D. LayneAlso a broker rep
- James L. McManusChartered Financial Consultant · Also a broker rep
- Daniel R. MilliganAlso a broker rep
- John MiraliaAlso a broker rep
- Lorianne S. MontsingerAlso a broker rep
- Taylor C. NunnAlso a broker rep
- James R. Poole IIAlso a broker rep
- Kevin SalazarAlso a broker rep
- Judea T. SewardAlso a broker rep
- Brendon L. SmithAlso a broker rep
- Brian StantonAlso a broker rep
- Allen J. Wagner IIIAlso a broker rep
- Ryan B. WilliamsAlso a broker rep
- James R. Worrell Jr.Certified Financial Planner · Also a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 109New York, NY 51Atlanta, GA 42Indianapolis, IN 32Chicago, IL 29Albany, NY 28Pittsburgh, PA 28Saint Louis, MO 24Cincinnati, OH 23Houston, TX 23Irvine, CA 23Raleigh, NC 22Tampa, FL 20Nashville, TN 19W Des Moines, IA 18
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in Charlotte?
17 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 1,942 nationwide. 1 list the CFP designation and 17 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Charlotte?
Northwestern Mutual Investment Services, LLC ranks number 42 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.
How do I check a Northwestern Mutual Investment Services, LLC advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.