Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
SEC SEC Announces Fiscal Year 2027 Examination PrioritiesWSR The Rise Of The Fractional Family OfficeIN Private equity is knocking. Who should be in your corner?IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysCW Podcast: Schwab takes its cut, Beacon Pointe powers upRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first time

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Neptune, NJ

Every SEC-registered investment adviser representative at a firm office in Neptune, with the firms that employ the most of them.

16 registered advisors work in Neptune; the most are at Cetera Investment Advisers LLC (4). 1 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Neptune

FirmAdvisors in Neptune
Cetera Investment Advisers LLC news4
Wealthcare Advisory Partners LLC2
B. Riley Wealth Advisors, Inc.1
Dtm Advisory Group LLC1
Empower Advisory Group, LLC1
J.P. Morgan Securities LLC news1
MML Investors Services, LLC1
Maridea Wealth Management1
PNC Wealth Management LLC1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
Wells Fargo Clearing Services, LLC news1

Advisors in Neptune, A to Z

CFP advisors in Neptune →

Other cities in New Jersey

All of New Jersey →

Morristown 1,048Princeton 828Paramus 731Red Bank 678Weehawken 605Pennington 590Florham Park 573Summit 470Jersey City 463Marlton 385Parsippany 321Short Hills 267Mount Laurel 255Warren 171Bedminster 161Cherry Hill 155Wall 154Iselin 144Fairfield 143Bridgewater 135Holmdel 131Shrewsbury 128Manasquan 123Toms River 116

Questions

How many financial advisors are in Neptune, NJ?

16 investment adviser representatives are registered at firm offices in Neptune, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Neptune?

Cetera Investment Advisers LLC, with 4 registered advisors in Neptune, followed by Wealthcare Advisory Partners LLC with 2.

How do I check a financial advisor in Neptune?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.