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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in St. Joseph, MI

Every SEC-registered investment adviser representative at a firm office in St. Joseph, with the firms that employ the most of them.

The short answer

24 registered advisors work in St. Joseph; the most are at Ameriprise Financial Services, LLC (5). 5 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in St. Joseph

FirmAdvisors in St. Joseph
Ameriprise Financial Services, LLC news5
Robert W. Baird & Co. Incorporated news5
Stifel, Nicolaus & Company, Incorporated news5
Cetera Investment Advisers LLC news2
LPL Financial LLC news2
Blue Iguana Financial, LLC1
Fifth Third Securities, Inc.1
Jim Roberts Investment Advisors LLC1
Northpointe Investment Advisory, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in St. Joseph, A to Z

CFP advisors in St. Joseph →

Other cities in Michigan

All of Michigan →

Grand Rapids 951Troy 761Ann Arbor 649Bloomfield Hills 576Southfield 479Birmingham 453Farmington Hills 393Traverse City 230Holland 203Novi 200Portage 193Brighton 161Kalamazoo 159East Lansing 157Plymouth 154Rochester 153Saginaw 142Grand Blanc 124Auburn Hills 123Lansing 123Ada 121Midland 107Livonia 100Northville 99

Questions

How many financial advisors are in St. Joseph, MI?

24 investment adviser representatives are registered at firm offices in St. Joseph, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in St. Joseph?

Ameriprise Financial Services, LLC, with 5 registered advisors in St. Joseph, followed by Robert W. Baird & Co. Incorporated with 5.

How do I check a financial advisor in St. Joseph?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.