Financial ADVSR advisor directory · SEC adviser records
Financial advisors in St. Clair Shores, MI
Every SEC-registered investment adviser representative at a firm office in St. Clair Shores, with the firms that employ the most of them.
16 registered advisors work in St. Clair Shores; the most are at LPL Financial LLC (6). 3 list the CFP designation and 12 are also registered broker representatives.
Firms with the most advisors in St. Clair Shores
| Firm | Advisors in St. Clair Shores |
|---|---|
| LPL Financial LLC news | 6 |
| Private Advisor Group, LLC | 3 |
| Wells Fargo Advisors Financial Network, LLC news | 2 |
| Cetera Investment Advisers LLC news | 1 |
| Raymond James Financial Services Advisors, Inc. news | 1 |
| Sequoia Financial Group, L.L.C. | 1 |
| Spectrum Financial Resources | 1 |
| Thomas Jones Financial LLC | 1 |
Advisors in St. Clair Shores, A to Z
CFP advisors in St. Clair Shores →- David BerrySequoia Financial Group, L.L.C. · Chartered Financial Analyst
- Carmela C. BowmanRaymond James Financial Services Advisors, Inc.
- John K. BromanPrivate Advisor Group, LLC · Certified Financial Planner
- Paul M. BuktaLPL Financial LLC · Certified Financial Planner
- Lucian C. Harbar IISpectrum Financial Resources
- Thomas C. JonesThomas Jones Financial LLC · Certified Financial Planner
- Craig J. KohlerWells Fargo Advisors Financial Network, LLC
- Patrick F. LapenseeLPL Financial LLC
- George A. NihemWells Fargo Advisors Financial Network, LLC
- Jacob J. RitchieLPL Financial LLC
- Kirk D. RitchieLPL Financial LLC
- Philip J. RuggeriLPL Financial LLC
- William A. ScarfonePrivate Advisor Group, LLC
- Scott SmithLPL Financial LLC
- Mark E. ThompsonPrivate Advisor Group, LLC
- James C. ZannCetera Investment Advisers LLC
Other cities in Michigan
All of Michigan →Grand Rapids 951Troy 761Ann Arbor 649Bloomfield Hills 576Southfield 479Birmingham 453Farmington Hills 393Traverse City 230Holland 203Novi 200Portage 193Brighton 161Kalamazoo 159East Lansing 157Plymouth 154Rochester 153Saginaw 142Grand Blanc 124Auburn Hills 123Lansing 123Ada 121Midland 107Livonia 100Northville 99
Questions
How many financial advisors are in St. Clair Shores, MI?
16 investment adviser representatives are registered at firm offices in St. Clair Shores, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in St. Clair Shores?
LPL Financial LLC, with 6 registered advisors in St. Clair Shores, followed by Private Advisor Group, LLC with 3.
How do I check a financial advisor in St. Clair Shores?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.