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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Birmingham, MI

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Birmingham, A to Z.

The short answer

6 registered advisors work at Rockefeller Financial LLC in Birmingham, out of 942 at the firm nationwide; it ranks number 13 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Rockefeller Financial LLC advisors in Birmingham, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 131Los Angeles, CA 96Chicago, IL 92Dallas, TX 78Florham Park, NJ 72Saratoga Springs, NY 22Charlotte, NC 17San Francisco, CA 17Houston, TX 14Hamilton, NJ 13Cincinnati, OH 12Stamford, CT 12Chesterfield, MO 9Grand Rapids, MI 9

Other firms in Birmingham

All Birmingham advisors →

UBS Financial Services Inc. 106Morgan Stanley 70Raymond James & Associates, Inc. 53J.P. Morgan Securities LLC 47Oppenheimer & Co. Inc. 21Wells Fargo Clearing Services, LLC 21Robert W. Baird & Co. Incorporated 19Corient 8Seizert Capital Partners 8Arax Advisory Partners 7Raymond James Financial Services Advisors, Inc. 7Charles Schwab & Co., Inc. 6

Questions

How many financial advisors does Rockefeller Financial LLC have in Birmingham?

6 investment adviser representatives are registered at Rockefeller Financial LLC offices in Birmingham, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 942 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Birmingham?

Rockefeller Financial LLC ranks number 13 in Birmingham by registered advisors; UBS Financial Services Inc. has the most, with 106.

How do I check a Rockefeller Financial LLC advisor in Birmingham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.