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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Richmond, IN

Every SEC-registered investment adviser representative at a firm office in Richmond, with the firms that employ the most of them.

The short answer

13 registered advisors work in Richmond; the most are at Ameriprise Financial Services, LLC (3). 0 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Richmond

FirmAdvisors in Richmond
Ameriprise Financial Services, LLC news3
LPL Financial LLC news3
Edward Jones news2
J.P. Morgan Securities LLC news1
Spectrum Advisors Financial, LLC1
State Farm Investment Management Corp.1
U.S. Bancorp Advisors, LLC1
Vista Investment Partners1

Advisors in Richmond, A to Z

Search all of Indiana →

Other cities in Indiana

All of Indiana →

Indianapolis 1,960Carmel 660Fort Wayne 390Evansville 265Fishers 150Kokomo 139Greenwood 116Mishawaka 113Crown Point 104Lafayette 100South Bend 98Bloomington 97Merrillville 84Columbus 81Valparaiso 78Zionsville 76Granger 70Elkhart 67Terre Haute 67Noblesville 62Auburn 59New Albany 57Anderson 44Muncie 43

Questions

How many financial advisors are in Richmond, IN?

13 investment adviser representatives are registered at firm offices in Richmond, Indiana, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Richmond?

Ameriprise Financial Services, LLC, with 3 registered advisors in Richmond, followed by LPL Financial LLC with 3.

How do I check a financial advisor in Richmond?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.