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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Albany, IN

Every SEC-registered investment adviser representative at a firm office in New Albany, with the firms that employ the most of them.

57 registered advisors work in New Albany; the most are at Edward Jones (9). 7 list the CFP designation and 45 are also registered broker representatives.

Firms with the most advisors in New Albany

FirmAdvisors in New Albany
Edward Jones news9
American Capital Management, Inc.6
LPL Financial LLC news5
Mariner news5
Axiom Financial Strategies Group, LLC4
Fifth Third Securities, Inc.3
Kestra Advisory Services, LLC news3
State Farm Investment Management Corp.3
Stratos Wealth Partners, Ltd.3
Ameriprise Financial Services, LLC news2
Bankers Life Advisory Services, Inc.2
Geneos Wealth Management, Inc.2
J.P. Morgan Securities LLC news2
Shepherd Financial Investment Advisory LLC2
Archer Investment Corporation1
Gradient Advisors, LLC1
Horizon Wealth Management, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Money Concepts Capital Corp.1
Robert W. Baird & Co. Incorporated news1

Advisors in New Albany, A to Z

CFP advisors in New Albany →

Other cities in Indiana

All of Indiana →

Indianapolis 1,960Carmel 660Fort Wayne 390Evansville 265Fishers 150Kokomo 139Greenwood 116Mishawaka 113Crown Point 104Lafayette 100South Bend 98Bloomington 97Merrillville 84Columbus 81Valparaiso 78Zionsville 76Granger 70Elkhart 67Terre Haute 67Noblesville 62Auburn 59Anderson 44Muncie 43Chesterton 42

Questions

How many financial advisors are in New Albany, IN?

57 investment adviser representatives are registered at firm offices in New Albany, Indiana, according to the SEC's Investment Adviser Public Disclosure records. 45 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in New Albany?

Edward Jones, with 9 registered advisors in New Albany, followed by American Capital Management, Inc. with 6.

How do I check a financial advisor in New Albany?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.