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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Auburn, IN

Every SEC-registered investment adviser representative at a firm office in Auburn, with the firms that employ the most of them.

The short answer

59 registered advisors work in Auburn; the most are at Cx Institutional, LLC (44). 14 list the CFP designation and 9 are also registered broker representatives.

Firms with the most advisors in Auburn

FirmAdvisors in Auburn
Cx Institutional, LLC44
Pathway Financial Advisers, LLC6
Edward Jones news4
Cetera Investment Advisers LLC news1
Osaic Wealth, Inc. news1
PNC Wealth Management LLC1
State Farm Investment Management Corp.1
Thrivent Investment Management Inc.1

Advisors in Auburn, A to Z

CFP advisors in Auburn →

Other cities in Indiana

All of Indiana →

Indianapolis 1,960Carmel 660Fort Wayne 390Evansville 265Fishers 150Kokomo 139Greenwood 116Mishawaka 113Crown Point 104Lafayette 100South Bend 98Bloomington 97Merrillville 84Columbus 81Valparaiso 78Zionsville 76Granger 70Elkhart 67Terre Haute 67Noblesville 62New Albany 57Anderson 44Muncie 43Chesterton 42

Questions

How many financial advisors are in Auburn, IN?

59 investment adviser representatives are registered at firm offices in Auburn, Indiana, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 14 list the CFP designation.

Which firm has the most financial advisors in Auburn?

Cx Institutional, LLC, with 44 registered advisors in Auburn, followed by Pathway Financial Advisers, LLC with 6.

How do I check a financial advisor in Auburn?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.