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Member and Investment Adviser · Pathway Financial Advisers, LLC

Joel M. Grimm

CRD 6287745 · Named on Form ADV at one SEC-registered adviser

At a glance

Pathway Financial Advisers, LLC, an SEC-registered wealth manager based in Auburn, IN with $524 million in regulatory assets, lists Joel M. Grimm on its Form ADV as Member and Investment Adviser, a control person.

Firms and roles

AtlasMembers

Joel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Steven E. PostManaging Member, Chief Investment Officer and Investment Adviser, Pathway Financial Advisers, LLC
  • David R. TraceyMember and Investment Adviser, Pathway Financial Advisers, LLC
  • Erin L. MuttonMember, Chief Compliance Officer and Investment Adviser, Pathway Financial Advisers, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.