Financial ADVSR advisor directory · SEC adviser records
Santa Barbara Management financial advisors in Chicago, IL
Every SEC-registered investment adviser representative at a Santa Barbara Management office in Chicago, A to Z.
14 registered advisors work at Santa Barbara Management in Chicago, out of 17 at the firm nationwide; it ranks number 64 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Santa Barbara Management advisors in Chicago, A to Z
Every Santa Barbara Management advisor →- Jack N. CagigalCertified Financial Planner
- Robert D. Casey IIIInvestment adviser rep
- Paul M. ClancyInvestment adviser rep
- Kristen E. DealyCertified Financial Planner
- Jonathan FischerInvestment adviser rep
- Elizabeth C. FrancisInvestment adviser rep
- Elizabeth GoodfellowInvestment adviser rep
- George M. JoyauxInvestment adviser rep
- Cole C. LundquistInvestment adviser rep
- Jacob M. MayerInvestment adviser rep
- Hector A. Moreno OlivasChartered Financial Analyst
- Pavani M. PennathurInvestment adviser rep
- Kinshuk D. RajanInvestment adviser rep
- Elizabeth A. ReffInvestment adviser rep
Santa Barbara Management advisors in every city and state →Santa Barbara Management: assets, clients and custodians →Advisor Moves: who changed firms this week →
Santa Barbara Management advisors in other cities
Other firms in Chicago
All Chicago advisors →Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229Nuveen Asset Management, LLC 219UBS Financial Services Inc. 173Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95
Questions
How many financial advisors does Santa Barbara Management have in Chicago?
14 investment adviser representatives are registered at Santa Barbara Management offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 17 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Santa Barbara Management one of the largest advisor employers in Chicago?
Santa Barbara Management ranks number 64 in Chicago by registered advisors; Morgan Stanley has the most, with 557.
How do I check a Santa Barbara Management advisor in Chicago?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Santa Barbara Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.