Investment adviser representative · Santa Barbara Management
Kristen E. Dealy
CRD 6325076 · Chicago, IL
At a glance
Kristen E. Dealy is an investment adviser representative with Santa Barbara Management in Chicago, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kristen’s SEC record dates to 2014, about 12 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Santa Barbara ManagementSince May 2026Chicago, IL · $530M in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Kristen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Santa Barbara Management
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- Paul M. ClancyChicago
- Jonathan FischerChicago
- Elizabeth C. FrancisChicago
- Elizabeth GoodfellowChicago
- George M. JoyauxChicago
- Cole C. LundquistChicago
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