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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Alton, IL

Every SEC-registered investment adviser representative at a firm office in Alton, with the firms that employ the most of them.

23 registered advisors work in Alton; the most are at Wells Fargo Clearing Services, LLC (5). 0 list the CFP designation and 21 are also registered broker representatives.

Firms with the most advisors in Alton

FirmAdvisors in Alton
Wells Fargo Clearing Services, LLC news5
Edward Jones news3
Raymond James Financial Services Advisors, Inc. news3
Cetera Investment Advisers LLC news2
Stifel, Nicolaus & Company, Incorporated news2
Thrivent Investment Management Inc.2
Wells Fargo Advisors Financial Network, LLC news2
B.B. Graham & Company, Inc.1
Coppell Advisory Solutions LLC1
Financial Planning Advisors, Inc.1
State Farm Investment Management Corp.1
U.S. Bancorp Advisors, LLC1

Advisors in Alton, A to Z

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Chicago 6,556Wheaton 867Oak Brook 568Naperville 546Rockford 488Deerfield 458Downers Grove 414Schaumburg 351Northbrook 333Springfield 256Oakbrook Terrace 237Lisle 227Orland Park 224Peoria 222Lombard 204Barrington 189Champaign 149Arlington Heights 144Elmhurst 143Lake Forest 141Bloomington 135Glenview 132Skokie 125Highland Park 121

Questions

How many financial advisors are in Alton, IL?

23 investment adviser representatives are registered at firm offices in Alton, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Alton?

Wells Fargo Clearing Services, LLC, with 5 registered advisors in Alton, followed by Edward Jones with 3.

How do I check a financial advisor in Alton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.