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Financial ADVSR advisor directory · SEC adviser records

Seia financial advisors in California

Every SEC-registered investment adviser representative at a Seia office in California, by city and A to Z.

95 registered advisors work at Seia in California, out of 128 nationwide; it's the firm's number 1 state by advisors, and the most are in Los Angeles (73). 35 list the CFP designation and 80 are also registered broker representatives.

Seia advisors by city in California

Every firm in California →

Los Angeles 73Newport Beach 13Aliso Viejo 3Redondo Beach 3Irvine 1Pasadena 1San Mateo 1

Seia advisors in California, A to Z

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Seia in other states

Virginia 18Ohio 5

Questions

How many Seia financial advisors are in California?

95 investment adviser representatives are registered at Seia offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 128 at the firm nationwide. 35 list the CFP designation and 80 are also registered as broker representatives.

Where in California does Seia have the most advisors?

Los Angeles, with 73, then Newport Beach (13). Seia has advisors in 7 cities in California.

How do I check a Seia advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Seia office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.